12-Month Lobbying Summary - In-house Organization

• Subject matter details in previous versions

  Details Regarding the Identified Subject Matter

  Subject matters	Details	Categories
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Budget - Advocate for the financial literacy, retirement security, and well-being of Canadians.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Consumer Issues & Industry - To advocate for the highest professional standards, integrity, and ethics in the investment industry for the ultimate benefit of Canadians (inclusive of the broader financial services industry).	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Economic Development - Matters relating to the financial stability of the Canadian economy, and the regulatory elements thereof including systemic risk-related regulation.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Economic Development - Matters relating to the financial stability of the Canadian economy, and the regulatory elements thereof including systemic risk-related regulation. Advocate for entrepreneurship, productivity, and growth of the investment/asset management sector in Canada.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Education - Discussion on the retirement security of Canadians through retirement planning, public and registered savings and pension plans, annuities, and other savings and investment incentives or programs, including related research.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Employment and Training, & Small Business - To pursue mission-driven activities and outcomes that are aligned with our strategic objectives of advocacy, collaboration, and communication.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Environment, Climate & International Trade - Discuss government programs related to sustainable finance and other climate and sustainability-focused matters.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Financial Institutions - Discuss matters relating to corporate governance, board composition, and disclosure, particularly with respect to diversity.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Labour & Immigration - Pursue further recognition of CFA Program/charter and other similar educational or credentialing programs.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Privacy and Access to Information - Discussion of privacy regulation as it relates to regulation of securities, investment management and financial services.	Regulation
  Subject matters were not required to be associated with subject matter details when this content was submitted	- Taxation and Finance & Financial Institutions - Financial, securities, and other related regulation affecting capital markets, the financial system, investors and financial consumers, including but not limited to: financial reporting; systemic risk; education and credentialing; and other associated regulations.	Regulation
  Subject matters were not required to be associated with subject matter details when this content was submitted	-Justice and Law Enforcement & Constitutional Issues: Jurisdictional issues related to the financial services market.	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	-Pensions - Advancing financial market integrity, transparency and protection for investors and financial consumers.	Policies or Program

  Subject matters in previous versions

  • Budget
  • Climate
  • Constitutional Issues
  • Consumer Issues
  • Economic Development
  • Education
  • Employment and Training
  • Environment
  • Financial Institutions
  • Immigration
  • Industry
  • International Trade
  • Justice and Law Enforcement
  • Labour
  • Pensions
  • Privacy and Access to Information
  • Small Business
  • Taxation and Finance

  Subject matters added through a communication report:

  • Immigration

Government Institutions

• Bank of Canada
• Business Development Bank of Canada (BDC)
• Canada Deposit Insurance Corporation (CDIC)
• Canada Mortgage and Housing Corporation (CMHC)
• Canada Revenue Agency (CRA)
• Employment and Social Development Canada (ESDC)
• Environment and Climate Change Canada (ECCC)
• Export Development Canada (EDC)
• Finance Canada (FIN)
• Financial Consumer Agency of Canada (FCAC)
• Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
• Global Affairs Canada (GAC)
• House of Commons
• Immigration, Refugees and Citizenship Canada (IRCC)
• Indigenous Services Canada (ISC)
• Infrastructure Canada (INFC)
• Innovation, Science and Economic Development Canada (ISED)
• Justice Canada (JC)
• National Research Council (NRC)
• Office of the Auditor General of Canada (OAG)
• Office of the Privacy Commissioner of Canada (OPC)
• Office of the Superintendent of Financial Institutions Canada (OSFI)
• Prime Minister's Office (PMO)
• Privy Council Office (PCO)
• Public Services and Procurement Canada (PSPC)
• Royal Canadian Mounted Police (RCMP)
• Senate of Canada
• Service Canada (ServCan)
• Standards Council of Canada (SCC)
• Statistics Canada (StatCan)
• Treasury Board Of Canada Secretariat (TBS)
• Women and Gender Equality (WAGE)

Communication techniques

Communication techniques that have been used or are expected to be used in the course of the undertaking:

• Grass-roots communication
• Oral communication
• Written communication

• Michael Thom, Managing Director | No public offices held
• Candice Szpruta, Director of Operations | No public offices held