Registration - In-house Organization

Investment Industry Association of Canada / Laura Paglia, President and CEO

Registration Information

In-house Organization name: Investment Industry Association of Canada
Responsible Officer Name: Laura Paglia, President and CEO
Responsible Officer Change History
Initial registration start date: 2006-04-28
Registration status: Active
Registration Number: 949725-12909

Associated Communications

Total Number of Communication Reports: 76

Monthly communication reports in the last 6 months: 1

Version 49 of 57 (2022-03-08 to 2022-06-28)

Registration versions:

Version 49 of 57 (2022-03-08 to 2022-06-28)

Lobbying Information

Subject Matters

Budget
Consumer Issues
Economic Development
Financial Institutions
Industry
Infrastructure
Pensions
Privacy and Access to Information
Small Business
Taxation and Finance
Telecommunications

Subject Matter Details

Legislative Proposal, Bill or Resolution

Federal budget -issues relating to tax and incentives for small businesses.
Proposals to Modernize the Personal Information Protection and Electronic Documents Act

Legislative Proposal, Bill or Resolution, Policies or Program

U.S. Foreign Account Tax Compliance Act (FATCA) and Organization for Economic Cooperation & Development (OECD Common Reporting Standard (CRS) - Oral and written submissions to Department of Finance and CRA on the implementation of Canada-U.S. Intergovernmental Agreement and associated guidance to implement FATCA requirements in Canada; oral and written submissions to Finance and CRA on proposed implementation of OECD CRS.

Policies or Program

Acquaint MPs and Bureaucrats with IIAC and key issues: simplifying legislation and regulation; encouraging federal government to support a capital markets strategy; dealing with federal government tax efficiencies and improvements and Canadian market competitiveness.
Advocating generally for greater private sector involvement in federal infrastructure project development and funding.
General advocacy relating to the capital raising process in Canada and what could make Canada a more competitive place for investments (general information).
Open Banking - to stay informed and/or provide industry perspectives on Canada's Open Banking Implementation Plan
Retirement savings: Advocating improvements to existing registered savings plans in Canada (Registered Retirement Savings Plans (RRSPs), Registered Retirement Income Funds (RRIFs), Tax-Free Savings Accounts (TFSAs) and Pooled Registered Pension Plans (PRPPs).

Communication Techniques

Written communication
Oral communication

Government Institutions

Bank of Canada
Canada Deposit Insurance Corporation (CDIC)
Canada Mortgage and Housing Corporation (CMHC)
Canada Revenue Agency (CRA)
Canadian Radio-television and Telecommunications Commission (CRTC)
Employment and Social Development Canada (ESDC)
Finance Canada (FIN)
Financial Consumer Agency of Canada (FCAC)
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
House of Commons
Infrastructure Canada (INFC)
Office of the Auditor General of Canada (OAG)
Office of the Privacy Commissioner of Canada (OPC)
Prime Minister's Office (PMO)
Senate of Canada

In-house Organization Details

Description of the organization's activities

The Investment Industry Association of Canada (IIAC) is the national professional association of the Canadian investment industry. The IIAC represents the position of the Canadian investment industry in regulatory and public policy issues to promote efficient, fair and competitive capital markets for Canada.

Responsible officer name and position during the period of this registration

Laura Paglia, President and CEO

Organization's membership or classes of membership

The IIAC membership is comprised to securities dealers and investment dealers carrying on business in Canada.

Government funding

No government funding was received during the last completed financial year.

In-house Organization Contact Information

Address:
100 Wellington St. W, Suite 1910
TD Tower West, PO Box 173
Toronto, ON M5K 1H6
Canada

Telephone number: 416-364-2754

Lobbyists Details

Lobbyists employed by the organization

Tim Currie, Managing Director | No public offices held
Todd Evans, Managing Director | No public offices held
Jasmin Jabri, Managing Director | No public offices held
Tina Kremmidas, Managing Director | No public offices held
Francesco Miele, Managing Director | Designated public offices held
Laura Paglia, President and CEO | No public offices held
Jack Rando, Managing Director | No public offices held
Adrian Walrath, Director | No public offices held

Investment Industry Association of Canada

The following names have been used on or after July 2, 2008

The following names have been used on or after July 2, 2008
Name	From	To
Investment Industry Association of Canada	2008-08-11	current

The following names have been used before July 2, 2008

Investment Industry Association of Canada
Canadian Securities Dealers Association (operating as IDA - Industry Association)

Investment Industry Association of Canada

Responsible Officer History
Responsible Officer Name	From (YYYY-MM-DD)	To (YYYY-MM-DD)
Laura Paglia	2021-08-01	Current
Ian Russell	2006-04-28	2021-08-01

Laura Paglia, President and CEO (Organization)

Learn more...

Registrants are required to submit a monthly communication report for each oral and arranged communication with a designated public office holder. The name of the most senior paid officer (i.e. the registrant) will appear on all in-house monthly communication reports, whether or not he/she participated in the communication.

Note: Monthly Communication Reports are due on the 15^th day of each month for communications that took place in the previous month.

Results below are sorted by posted date, beginning with the most recent.

Results 1-76 of 76

Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Grahame Johnson, Managing Director | Financial Markets | Bank of Canada
- Nicolas Moreau, Associate Assistant Deputy Minister | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2023-04-26
Posted date: 2023-05-10
Communication number: 12909-564559 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Colin Deacon, Senator | Senate of Canada
- David Dlab, Director, Parliamentary Affairs | Office of Senator Deacon | Senate of Canada
Subject Matter of the communication: Industry, Financial Institutions
Communication date: 2022-03-08
Posted date: 2022-04-16
Communication number: 12909-527120 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Colin Deacon, Senator | Senate of Canada
- Benedicta Arthur, Special Assistant | Senate of Canada
Subject Matter of the communication: Industry, Financial Institutions
Communication date: 2021-08-19
Posted date: 2021-09-15
Communication number: 12909-513564 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Charles Taillefer, Director, Privacy and Data Protection Policy Directorate | Innovation, Science and Economic Development Canada (ISED)
- Barbara Bucknell, Sr. Policy Analyst | Innovation, Science and Economic Development Canada (ISED)
Subject Matter of the communication: Privacy and Access to Information
Communication date: 2020-01-16
Posted date: 2020-02-15
Communication number: 12909-463010 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Dan Calof, Senior Chief, Market Policy | Finance Canada (FIN)
- Sheryl King, Advisor to Governor | Bank of Canada
- Khawar Nasim, Deputy Consul General of Canada in New York | Th Consulate General of Canada, New York | Finance Canada (FIN)
- Nigel Neale, Senior Trade Commissoner | Th Consulate General of Canada, New York | Finance Canada (FIN)
Subject Matter of the communication: Industry, Taxation and Finance, Economic Development
Communication date: 2019-02-19
Posted date: 2019-03-15
Communication number: 12909-446128 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Lucie Tedesco, Commissioner | Financial Consumer Agency of Canada (FCAC)
- Brigitte Goulard, Deputy Commissionr | Financial Consumer Agency of Canada (FCAC)
Subject Matter of the communication: Financial Institutions, Consumer Issues
Communication date: 2018-06-01
Posted date: 2018-06-11
Communication number: 12909-427898 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Joel Lightbound, Parliamentary Secretary | Finance Canada (FIN)
Subject Matter of the communication: Industry, Taxation and Finance
Communication date: 2018-03-29
Posted date: 2018-04-03
Communication number: 12909-422976 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Paul Rochon, Deputy Minister | Finance Canada (FIN)
- Andrew Marsland, Senior Assistant Deputy Minister | Finance Canada (FIN)
- Leah Anderson, Assistant Deputy Minister | Finance Canada (FIN)
- Rick Stewart, Assistant Deputy Minister | Finance Canada (FIN)
- Tasha Hanes, Chief of Staff | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance
Communication date: 2018-02-26
Posted date: 2018-02-28
Communication number: 12909-420649 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Wayne Easter, Chair, House of Commons Standing Committee on Finance | House of Commons
- Tom Kmiec, Member, House of Commons Standing Committee on Finance | House of Commons
- Francesco Sorbara, Member, House of Commons Standing Committee on Finance | House of Commons
- Michael McLeod, Member, House of Commons Standing Committee on Finance | House of Commons
- Greg Fergus, Member, House of Commons Standing Committee on Finance | House of Commons
- Jennifer O'Connell, Member, House of Commons Standing Committee on Finance | House of Commons
Subject Matter of the communication: Small Business, Taxation and Finance
Communication date: 2018-02-26
Posted date: 2018-02-28
Communication number: 12909-420648 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Percy Mockler, Chair, Standing Senate Committee on National Finance | Senate of Canada
- Raynell Andreychuk, Member, Standing Senate Committee on National Finance | Senate of Canada
- Nicole Eaton, Member, Standing Senate Committee on National Finance | Senate of Canada
- Eric Forest, Member, Standing Senate Committee on National Finance | Senate of Canada
- Elizabeth Marshall, Member, Standing Senate Committee on National Finance | Senate of Canada
- Lucie Monicon, Member, Standing Senate Committee on National Finance | Senate of Canada
- Richard Neufeld, Member, Standing Senate Committee on National Finance | Senate of Canada
- Victor Oh, Member, Standing Senate Committee on National Finance | Senate of Canada
- Andre Pratte, Member, Standing Senate Committee on National Finance | Senate of Canada
- Douglas Black, Member, Standing Senate Committee on National Finance | Senate of Canada
Subject Matter of the communication: Taxation and Finance
Communication date: 2017-10-24
Posted date: 2017-11-30
Communication number: 12909-414470 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Vic Fedeli, Finance Critic, Member of Provincial Parliament | Province of Ontario | House of Commons
Subject Matter of the communication: Small Business, Taxation and Finance, Infrastructure
Communication date: 2017-08-02
Posted date: 2017-08-15
Communication number: 12909-406878 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Patrick Brown, Leader of the Opposition, Member of Provincial Parliament | Province of Ontario | House of Commons
Subject Matter of the communication: Small Business, Taxation and Finance, Infrastructure
Communication date: 2017-08-01
Posted date: 2017-08-15
Communication number: 12909-406870 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Patrick Brown, Leader of the Opposition, Member of Provincial Parliament | Province of Ontario | House of Commons
- Vic Fedeli, Finance Critic, Member of Provincial Parliament | Province of Ontario | House of Commons
Subject Matter of the communication: Small Business, Taxation and Finance, Infrastructure
Communication date: 2017-07-26
Posted date: 2017-08-15
Communication number: 12909-406786 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Charles Sousa, The Honourable Charles Sousa, Minister of Finance | Finance Canada (FIN)
Subject Matter of the communication: Industry, Taxation and Finance, Financial Institutions
Communication date: 2017-07-06
Posted date: 2017-08-15
Communication number: 12909-406869 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Jeff Moore, Assistant Deputy Minister | Infrastructure Canada (INFC)
- Richard Botham, Assistant Deputy Minister | Economic Development and Corporate Finance | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2016-08-29
Posted date: 2016-08-30
Communication number: 12909-382894 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Lynn Patterson, Deputy Governor | Bank of Canada
Subject Matter of the communication: Financial Institutions
Communication date: 2016-08-18
Posted date: 2016-08-30
Communication number: 12909-382893 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Jeff Moore, Assistant Deputy Minister | Policy and Communications, ADM's Office | Infrastructure Canada (INFC)
Subject Matter of the communication: Financial Institutions, Infrastructure
Communication date: 2016-07-18
Posted date: 2016-07-25
Communication number: 12909-381810 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Stephen Poloz, Governor | Bank of Canada
Subject Matter of the communication: Financial Institutions
Communication date: 2016-04-25
Posted date: 2016-05-02
Communication number: 12909-375485 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Ian Foucher, Policy Advisor | Minister's Office | Finance Canada (FIN)
- Elliot Hughes, Policy Advisor | Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2016-02-18
Posted date: 2016-02-25
Communication number: 12909-370199 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Robert Asselin, Director of Policy | Minister's Office | Finance Canada (FIN)
- Ian Foucher, Policy Advisor | Minister's Office | Finance Canada (FIN)
- Richard Maksymetz, Chief of Staff | Minister's Office | Finance Canada (FIN)
- Elliot Hughes, Policy Advisor | Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2016-01-06
Posted date: 2016-01-28
Communication number: 12909-367629 (amended from 12909-367508) View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Stephen Poloz, Governor | Bank of Canada
- Lynn Patterson, Deputy Governor | Bank of Canada
- Carolyn Wilkins, Senior Deputy Governor | Bank of Canada
Subject Matter of the communication: Financial Institutions
Communication date: 2015-11-23
Posted date: 2015-12-07
Communication number: 12909-364527 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Costa Dimitrakopoulos, Director General | Legislative Policy and Regulatory Affairs Branch | Canada Revenue Agency (CRA)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2015-08-28
Posted date: 2015-08-31
Communication number: 12909-360624 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Leslie Lewis, Policy Advisor | Finance Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2015-07-09
Posted date: 2015-08-04
Communication number: 12909-359185 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Ted Gallivan, Deputy Assistant Commissioner | Compliance Programs Branch | Canada Revenue Agency (CRA)
- Richard Montroy, Acting Assistant Commissioner | Compliance Programs Branch | Canada Revenue Agency (CRA)
Subject Matter of the communication: Taxation and Finance
Communication date: 2015-02-24
Posted date: 2015-02-27
Communication number: 12909-348051 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Sean Speer, Special Advisory | Prime Minister's Office (PMO)
- Daniel Nowlan, Chief of Staff | Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2015-02-24
Posted date: 2015-02-27
Communication number: 12909-348050 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Ian West, Chief of Staff | Office of the Minister | Canada Revenue Agency (CRA)
- John-David Bridges, Director of Policy | Office of the Minister | Canada Revenue Agency (CRA)
Subject Matter of the communication: Taxation and Finance
Communication date: 2015-01-13
Posted date: 2015-02-13
Communication number: 12909-347211 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Nancy Cheng, Assistant Auditor General | Crown Corporations Group | Office of the Auditor General of Canada (OAG)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2014-12-04
Posted date: 2015-01-07
Communication number: 12909-343201 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Rajotte, Member of Parliament | House of Commons
- Andrew Saxton, Member of Parliament | House of Commons
- Mike Wallace, Member of Parliament | House of Commons
- Peter Braid, Member of Parliament | House of Commons
- Gerald Keddy, Member of Parliament | House of Commons
- Dave Van Kesteren, Member of Parliament | House of Commons
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2014-11-19
Posted date: 2014-11-26
Communication number: 12909-339470 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Paul Rochon, Duputy Minister | Deputy Minister's Office | Finance Canada (FIN)
- Rob Stewart, Assistant Deputy Minister | Financial Sector Policy Branch | Finance Canada (FIN)
- Andrew Marsland, Senior Assistant Deputy Minister | Tax Policy Branch | Finance Canada (FIN)
- Marta Marsland, Associate Deputy Minister | Associate Deputy Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2014-11-19
Posted date: 2014-11-26
Communication number: 12909-339469 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Joe Oliver, Minister of Finance | Minister's Office | Finance Canada (FIN)
- Daniel Nowlan, Chief of Staff | Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2014-11-18
Posted date: 2014-11-26
Communication number: 12909-339462 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Scott Brison, Member of Parliament | House of Commons
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2014-11-18
Posted date: 2014-11-25
Communication number: 12909-339461 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Mickey Sarazin, Director General | Canada Revenue Agency (CRA)
Subject Matter of the communication: Taxation and Finance
Communication date: 2014-10-23
Posted date: 2014-10-29
Communication number: 12909-336989 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Simon Kennedy, Deputy Minister of International Trade | Foreign Affairs, Trade and Development Canada
Subject Matter of the communication: Financial Institutions
Communication date: 2014-09-17
Posted date: 2014-10-03
Communication number: 12909-334733 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Daniel King, Senior Advisor, Policy and Legal Affairs | Office of Canada's Citizenship and Immigration Minister | Citizenship and Immigration Canada
Subject Matter of the communication: Financial Institutions, Immigration
Communication date: 2014-07-24
Posted date: 2014-08-12
Communication number: 12909-331206 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Stephen Poloz, Governor | Bank of Canada
Subject Matter of the communication: Financial Institutions
Communication date: 2014-06-23
Posted date: 2014-07-03
Communication number: 12909-329413 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Lisa Anawati, Director General | Director General's Office | Canada Revenue Agency (CRA)
- Guy Bigonesse, Director | Aggressive Tax Planning Division | Canada Revenue Agency (CRA)
Subject Matter of the communication: Taxation and Finance
Communication date: 2014-06-10
Posted date: 2014-07-03
Communication number: 12909-329415 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Mickey Sarazin, Director General | Director General's Office | Canada Revenue Agency (CRA)
Subject Matter of the communication: Taxation and Finance
Communication date: 2014-06-02
Posted date: 2014-07-03
Communication number: 12909-329414 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Stephen Poloz, Governor | Bank of Canada
Subject Matter of the communication: Financial Institutions
Communication date: 2014-03-04
Posted date: 2014-04-09
Communication number: 12909-321516 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Stephen Poloz, Governor | Bank of Canada
- Tiff Macklem, Senior Deputy Governor | Bank of Canada
- Timothy Lane, Deputy Governor | Bank of Canada
- Agathe Cote, Deputy Governor | Bank of Canada
- Lawrence Schembri, Deputy Governor | Bank of Canada
Subject Matter of the communication: Financial Institutions
Communication date: 2013-12-05
Posted date: 2013-12-19
Communication number: 12909-311493 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Rajotte, Member of Parliament | House of Commons
- Mark Adler, Member of Parliament | House of Commons
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2013-12-05
Posted date: 2013-12-19
Communication number: 12909-311492 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Flaherty, Minister of Finance | House of Commons
- Patrick Mercier, Policy Advisor | Minister's Office | Finance Canada (FIN)
- Adam Chambers, Director of Policy | Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2013-12-04
Posted date: 2013-12-19
Communication number: 12909-311490 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Mickey Sarazin, Director General | Director General's Office | Canada Revenue Agency (CRA)
Subject Matter of the communication: Taxation and Finance
Communication date: 2013-10-30
Posted date: 2013-10-31
Communication number: 12909-299729 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Dave Bennett, Assistant Commissioner | Assistant Commissioner's Office | Canada Revenue Agency (CRA)
Subject Matter of the communication: Taxation and Finance
Communication date: 2013-10-24
Posted date: 2013-10-29
Communication number: 12909-299231 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Rajotte, Member of Parliament | House of Commons
Subject Matter of the communication: Financial Institutions
Communication date: 2013-10-18
Posted date: 2013-10-22
Communication number: 12909-298129 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Patrick Mercier, Policy Advisor | Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Financial Institutions
Communication date: 2013-09-26
Posted date: 2013-10-04
Communication number: 12909-294789 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Rossano Bernardi, Chief of Staff | Office of the Minister of Finance | Finance Canada (FIN)
- Adam Chambers, Director of Policy | Office of the Minister of Finance | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2013-08-28
Posted date: 2013-09-02
Communication number: 12909-288469 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Scott Brison, Member of Parliament | House of Commons
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2013-07-17
Posted date: 2013-07-29
Communication number: 12909-284289 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Jeremy Rudin, Assistant Deputy Minister | Finance Canada (FIN)
Subject Matter of the communication: Financial Institutions
Communication date: 2013-04-17
Posted date: 2013-04-30
Communication number: 12909-271169 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Rajotte, Member of Parliament | House of Commons
- Dean Allison, Member of Parliament | House of Commons
- Russ Hiebert, Member of Parliament | House of Commons
- James Bezan, Member of Parliament | House of Commons
- Mark Adler, Member of Parliament | House of Commons
- Joe Preston, Member of Parliament | House of Commons
- Colin Mayes, Member of Parliament | House of Commons
- Roy Boughen, Member of Parliament | House of Commons
- Bob Dechert, Member of Parliament | House of Commons
- Kathleen Perchaluk, Press Secretary | Minister's Office | Finance Canada (FIN)
- Jonathan Finkelstein, Policy Advisor | Minister's Office | Finance Canada (FIN)
- Sean Speers, Director of Policy | Minister's Office | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2013-02-26
Posted date: 2013-03-05
Communication number: 12909-261829 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Rajotte, Member of Parliament | House of Commons
Subject Matter of the communication: Taxation and Finance, Financial Institutions, Immigration
Communication date: 2013-02-05
Posted date: 2013-02-25
Communication number: 12909-260829 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Rajotte, Member of Parliament | House of Commons
Subject Matter of the communication: Small Business, Taxation and Finance, Financial Institutions
Communication date: 2012-12-13
Posted date: 2013-01-02
Communication number: 12909-252470 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Mark Carney, Governor | Bank of Canada
- Timothy Lane, Deputy Governor | Bank of Canada
- John Murray, Deputy Governor | Bank of Canada
Subject Matter of the communication: Financial Institutions
Communication date: 2012-12-07
Posted date: 2013-01-02
Communication number: 12909-252469 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Rudin Jeremy, Assistant Deputy Minister | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2012-11-19
Posted date: 2012-12-03
Communication number: 12909-247929 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Flaherty, Minister of Finance | Finance Canada (FIN)
- Patrick Mercier, Policy Advisor | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2012-11-19
Posted date: 2012-12-03
Communication number: 12909-247909 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Francois Beaudry, Policy Advisor | Office of the Minister of Finance | Finance Canada (FIN)
- Patrick Mercier, Policy Advisor | Office of the Minister of Finance | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2012-08-14
Posted date: 2012-08-29
Communication number: 12909-234769 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Jeremy Rudin, Assistant Deputy Minister | Finance Canada (FIN)
Subject Matter of the communication: Financial Institutions
Communication date: 2012-07-12
Posted date: 2012-08-08
Communication number: 12909-232849 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Gail Shea, Minister of National Revenue | House of Commons
- Connor Robinson, Director of Policy | Office of the Minister | Canada Revenue Agency (CRA)
- Alexandre Seguin, Policy Advisor | Office of the Minister | Canada Revenue Agency (CRA)
Subject Matter of the communication: Small Business, Financial Institutions
Communication date: 2012-03-01
Posted date: 2012-04-09
Communication number: 12909-215947 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Nigel Wright, Chief of Staff | Prime Minister's Office (PMO)
Subject Matter of the communication: Taxation and Finance, Financial Institutions
Communication date: 2012-02-09
Posted date: 2012-03-12
Communication number: 12909-211627 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Jeremy Rudin, Assistant Deputy Minister | Finance Canada (FIN)
Subject Matter of the communication: Industry, Small Business, Taxation and Finance, Financial Institutions
Communication date: 2011-11-29
Posted date: 2011-12-02
Communication number: 12909-196707 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Dean Del Mastro, MP | Members of the House of Commons
- Jim Flaherty, Minister of Finance | Finance Canada (FIN)
- Brian Jean, Parliamentary Secretary | Members of the House of Commons
- Cathy McLeod, Parliamentary Secretary | Members of the House of Commons
- Francois Beaudry, Policy Advisor | Finance Canada (FIN)
- James Rajottee, Chair Standing Committee on Finance | Finance Canada (FIN)
Subject Matter of the communication: Industry, Small Business, Taxation and Finance, Financial Institutions
Communication date: 2011-11-28
Posted date: 2011-12-02
Communication number: 12909-196708 (amended from 12909-196667) View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Mark Carney, Governor | Bank of Canada
- Tiff Macklem, Senior Deputy Governor | Bank of Canada
- Agathe Cote, Deputy Governor | Bank of Canada
- John Murray, Deputy Governor | Bank of Canada
- Tim Hodgson, Special Advisor to the Governor | Bank of Canada
- Timothy Lane, Deputy Governor | Bank of Canada
Subject Matter of the communication: Industry, Taxation and Finance, Financial Institutions
Communication date: 2011-10-31
Posted date: 2011-11-02
Communication number: 12909-192056 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Rajotte, MPP | Finance Canada (FIN)
- Mark Adler, MPP | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Pensions
Communication date: 2011-10-30
Posted date: 2011-11-07
Communication number: 12909-192566 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Roger Charland, Senior Chief, Securities Regulations, Intergovernmental Issues and Enforcem | Finance Canada (FIN)
- Dean Allison, MP Niagara West-Glanbrook | Members of the House of Commons
- Maxime Bernier, Minister of Small Businee and Tourism | Members of the House of Commons
Subject Matter of the communication: Industry
Communication date: 2011-09-06
Posted date: 2011-10-06
Communication number: 12909-188384 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Jeremy Rudin, Assistant Deputy Minister | Financial Sector Policy Branch | Finance Canada (FIN)
Subject Matter of the communication: Financial Institutions
Communication date: 2011-07-04
Posted date: 2011-08-16
Communication number: 12909-176305 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Chantal Bernier, Assistant Privacy Commissioner of Canada | Office of the Privacy Commissioner of Canada (OPC)
Subject Matter of the communication: Industry, Financial Institutions
Communication date: 2011-06-21
Posted date: 2011-07-08
Communication number: 12909-174868 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Lois Brown, Member of Parliment | House of Commons | Members of the House of Commons
- Chris Warkentin, Member of Parliment | House of Commons | Members of the House of Commons
- Cathy McLeod, Member of Parliment | House of Commons | Members of the House of Commons
- Dean Allison, Member of Parliment | House of Commons | Members of the House of Commons
- Rob Moore, Minister of State | Small Business and Tourism | Members of the House of Commons
Subject Matter of the communication: Industry, Small Business, Taxation and Finance
Communication date: 2011-03-10
Posted date: 2011-04-05
Communication number: 12909-169964 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Francois Beaudry, Policy Advisor | Finance | Finance Canada (FIN)
Subject Matter of the communication: Pensions
Communication date: 2011-02-11
Posted date: 2011-02-28
Communication number: 12909-167024 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Dean Del Mastro, MP | Peterborough | Members of the House of Commons
- Dean Allison, MP | Niagara West-Glanbrook | Members of the House of Commons
- Mike Wallace, MP | Burlington | Members of the House of Commons
- James Rajotte, Chair of the Standing Committee on Finance | Finance | Finance Canada (FIN)
Subject Matter of the communication: Industry, Financial Institutions
Communication date: 2011-01-28
Posted date: 2011-02-04
Communication number: 12909-165085 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Scott Brison, Liberal Member of Parliament for Kings-Hants | House of Commons | Members of the House of Commons
Subject Matter of the communication: Industry, Taxation and Finance, Financial Institutions
Communication date: 2010-12-17
Posted date: 2011-01-13
Communication number: 12909-163732 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- James Flaherty, Minister of Finance | Finance | Finance Canada (FIN)
- Francois Beaudry, Policy Advisor | Finance | Finance Canada (FIN)
- Ralph Goodale, MP Deputy Leader of the Official Oppostion House of Commons | House of Commons | Members of the House of Commons
- Paul Rochon, Assosiate Deputy Minister | Finance | Finance Canada (FIN)
- Jeremy Rudin, Assistant Deputy Minister | Financial Sector Policy Branch | Finance Canada (FIN)
- David Murchison, Director, Security Policy Division | Financial Sector Policy Branch | Finance Canada (FIN)
- James Rajottee, MP, Chair | House of Commons Standing Committee on Finance | Members of the House of Commons
- Timothy Lane, Deputy Govenor | Bank Of Canada | Bank of Canada
- Mark Carney, Governor Bank of Canada | Bank of Canada | Bank of Canada
Subject Matter of the communication: Industry, Taxation and Finance
Communication date: 2010-11-24
Posted date: 2010-12-09
Communication number: 12909-161370 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- David Murchison, Director | Security Policy Division | Finance Canada (FIN)
- Diane Lafluer, General Director | Financial Sector Policy Branch | Finance Canada (FIN)
Subject Matter of the communication: Industry
Communication date: 2010-11-16
Posted date: 2010-12-09
Communication number: 12909-161382 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Kevin MCCarthy, Deputy Chief of State and Director of Policy | Finance Canada (FIN)
- Jim Flaherty, Minister of Finance | Finance Canada (FIN)
- Jeremy Rudin, Assistant Deputy Minister | Financial Sector Policy Branch | Finance Canada (FIN)
Subject Matter of the communication: Industry, Common securities regulator, FINANCE, Federal Budget
Communication date: 2009-11-23
Posted date: 2009-11-26
Communication number: 12909-130754 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Clement Gignac, Senior Advisor, Financial Systems, Deputy Minister's Office | Finance | Finance Canada (FIN)
- Tiff Macklem, Associate Deputy Minister and G7 Deputy Canada | Finance | Finance Canada (FIN)
Subject Matter of the communication: Developing a regulatory framework for multiple equity markets in Canada, Developing a regulatory framework for multiple equity markets in Canada
Communication date: 2009-01-28
Posted date: 2009-02-04
Communication number: 12909-92435 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Jeremy Rudin, Acting Assistant Deputy Minister | Financial Sector Policy Branch | Finance Canada (FIN)
- Tiff Macklem, Associate Deputy Minister | Financial Sector Policy Branch | Finance Canada (FIN)
- Rob Wright, Deputy Minister | Financial Sector Policy Branch | Finance Canada (FIN)
Subject Matter of the communication: Financial Institutions, Taxation and Finance, Common securities regulator, Impact of current financial crisis
Communication date: 2008-11-26
Posted date: 2008-12-09
Communication number: 12909-87332 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Jim Flaherty, Minister of Finance | Members of the House of Commons
Subject Matter of the communication: Financial Institutions, Taxation and Finance, Common securities regulator, Impact of current financial crisis
Communication date: 2008-11-26
Posted date: 2008-12-09
Communication number: 12909-87329 View associated registration
Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Ted Menzies, Parliamentary Secretary for Ministry of Finance | Members of the House of Commons
Subject Matter of the communication: Financial Institutions, Taxation and Finance, Common securities regulator, Impact of current financial crisis
Communication date: 2008-11-25
Posted date: 2008-12-09
Communication number: 12909-87324 View associated registration

Laura Paglia, President and CEO (Organization)

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Investment Industry Association of Canada
In-house Organization

Designated Public Office Holders who participated in the communication:
- Grahame Johnson, Managing Director | Financial Markets | Bank of Canada
- Nicolas Moreau, Associate Assistant Deputy Minister | Finance Canada (FIN)
Subject Matter of the communication: Taxation and Finance, Budget, Financial Institutions
Communication date: 2023-04-26
Posted date: 2023-05-10
Communication number: 12909-564559 View associated registration

List of Public Offices Held
Position	Period Held	Last Date Designated Public Office Held
Senior political assistant and riding office director for Stephane Dion, MP, Minister and Leader of the official opposition Parliament of Canada, House of Commons	January 2005 to November 2010	November 22, 2010

List of Public Offices Held
Position	Period Held	Last Date Designated Public Office Held
Senior political assistant and riding office director for Stephane Dion, MP, Minister and Leader of the official opposition Parliament of Canada, House of Commons	January 2005 to November 2010	November 22, 2010

Date Modified:: 2023-05-19

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Investment Industry Association of Canada / Laura Paglia, President and CEO

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Version 49 of 57 (2022-03-08 to 2022-06-28)

Version 49 of 57 (2022-03-08 to 2022-06-28)

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