Registry of Lobbyists
Total Number of Communication Reports: 76
Monthly communication reports in the last 6 months: 0
Version 2 of 66 (2006-11-06 to 2007-04-26) was submitted prior to the Lobbying Act coming into force on July 2, 2008. Due to different information requirements at that time, the registration is presented in the following format.
| Organization: |
Investment Industry Association of Canada
11 King St. W Suite 1600 Toronto, ON M5H 4C7 Canada |
| Telephone number: | 416-865-3036 |
| Fax number: | 416-364-4861 |
| Responsible officer name and position during the period of this registration: | Ian Russell, President and CEO |
| Description of the organization's activities: | The Investment Industry Association of Canada (IIAC) is the national professional association of the Canadian investment industry. The IIAC represents the position of the Canadian investment industry in regulatory and public policy issues to promote efficient, fair and competitive capital markets for Canada. |
| Organization's membership or classes of membership: | The IIAC membership is comprised to securities dealers and investment dealers carrying on business in Canada. |
| Was the organization funded in whole or in part by any domestic or foreign government institution in the last completed financial year? | No |
| Name: | Michelle Alexander |
| Position title: | Director, Policy |
| Public offices held: | No |
| Name: | Barbara Amsden |
| Position title: | Director, Capital Markets |
| Public offices held: | No |
| Name: | Susan Copland |
| Position title: | Director |
| Public offices held: | No |
| Name: | Annie Cote-Kennedy |
| Position title: | Director, Public Affairs |
| Public offices held: | No |
| Name: | Richard Korble |
| Position title: | Director |
| Public offices held: | No |
| Name: | Jacques Lemay |
| Position title: | Vice-President |
| Public offices held: | No |
| Name: | Morag MacGougan |
| Position title: | Vice-President |
| Public offices held: | No |
| Name: | Jack Rando |
| Position title: | Assistant Director, Capital Markets |
| Public offices held: | No |
| Name: | Ian Russell |
| Position title: | President and CEO |
| Public offices held: | No |
| Federal departments or organizations which have been or will be communicated with during the course of the undertaking: | Bank of Canada, Canadian Pension Commission (CPC), Canadian Radio-television and Telecommunications Commission (CRTC), Finance Canada (FIN), Human Resources Development Canada (HRDC), Industry Canada, Members of the House of Commons, Revenue Canada (RC) | ||||||||
|
Communication techniques that have been used or are expected to be used in the course of the undertaking:
|
Informal communications, Meetings, Presentations, Telephone calls, Written communications, whether in hard copy or electronic format | ||||||||
| Subject Matter: Areas of Concern: | Constitutional Issues, Financial Institutions, Industry, Justice and Law Enforcement, Small Business, Taxation and Finance, Telecommunications | ||||||||
| Subject Matter: Retrospective: | Changes to financial services legislation and regulation; corporation and compeitition issues; money laundering legislation, regulations and guidelines; bank of canada issues, pension, Registered Education Savings Plan (RESP), Registered Retirement Income Fund (RRIF) and Registered Retirement Savings Plan (RRSP) matters; taxation and federal budget issues; issues dealing with the department of finance; telecommunication issues dealing with Bill C-55 Do Not Call Legislation, proposed dividend legislation, T3 tax reporting,identification codes reporting, maximum trade and settlement splits, elimination of retrospective legislation, Securities Law Transfer Act, tax reporting issues, Free Trade, securities regulations dealing with single regulator, passport system (competitiveness issues), introduction to IIAC, support industry. | ||||||||
| Subject Matter: Prospective: | Changes to financial services legislation and regulation; corporation and compeitition issues; money laundering legislation, regulations and guidelines; bank of canada issues, pension, RESP, RRIF and RRSPs matters; taxation and federal budget issues; issues dealing with the department of finance; telecommunication issues dealing with Bill C-55 Do Not Call Legislation, identification codes reporting, maximum trade and settlement splits, elimination of retrospective legislation, Securities Law Transfer Act, tax reporting issues, Free Trade, securities regulations dealing with single regulator, passport system. | ||||||||
Details Regarding the Identified Subject Matter
|
|||||||||
This is the responsible officer name as provided in the most recent registration for the corporation or organization.
| Name | From | To |
|---|---|---|
| Investment Industry Association of Canada | 2024-03-01 | current |
| Investment Industry Association of Canada | 2008-08-11 | 2024-03-01 |
| Responsible Officer Name | From (YYYY-MM-DD) | To (YYYY-MM-DD) |
|---|---|---|
| Laura Paglia | 2021-08-01 | Current |
| Ian Russell | 2006-04-28 | 2021-08-01 |
Registrants are required to submit a monthly communication report for each oral and arranged communication with a designated public office holder. The name of the most senior paid officer (i.e. the registrant) will appear on all in-house monthly communication reports, whether or not he/she participated in the communication.
Note: Monthly Communication Reports are due on the 15th day of each month for communications that took place in the previous month.
Results below are sorted by posted date, beginning with the most recent.