Compliance Statistics

Legend


ADMR
Administrative Review
C
Consultant
IHC
In-house (corporation)
IHO
In-house (organization)
INV
Investigation

Administrative Reviews and Investigations — Compliance Statistics

2015–16

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2014–15
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referered to RCMP RCMP Response INV Closed File Closed Outcomes
2012-06-05 External IHO Unregistered lobbying 7(1) 2016-03-18         2016-03-18 Unfounded. Not a significant part of duties. Letters sent to the complainant and the subject advising them of the Commissioner's decision.
2015-04-08 Internal C Inaccurate Information
5(2)(h.1) /
Lobbying while prohibited
10.11(1)
2015-12-03         2015-12-03 Unfounded. Subject disclosed all previous public offices held and was not a former designated public office holder. Letter sent to the subject advising them of the Commissioner's decision.
2015-02-05 Voluntary Disclosure IHO Inaccurate information 7(3)(f)
2015-11-05         2015-11-05 Founded. Incomplete information in the contents of the registration return. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization will be subject to further monitoring.
2014-03-24 Internal C Lobbying while prohibited 10.11(1) 2015-10-23         2015-10-23 Unfounded. Subject did not engage in any registrable lobbying activities while subject to the five-year prohibition. Letter sent to the subject advising them of the Commissioner's decision.
2014-08-18 External C Unregistered Lobbying 5(1) 2015-10-18         2015-10-18 Unfounded. Not for payment. No registrable communication took place. Letters sent to the complainant and the subject advising them of the Commissioner`s decision.
2015-07-16 External IHO Inaccurate information 7(3)(h)
2015-09-24         2015-09-24 Founded. The organization did not list all previous public offices held of employees engaged in lobbying activities. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization will be subject to further monitoring.
2012-09-12 External IHO Unregistered lobbying 7(1) 2015-08-21         2015-08-21 Unfounded. Not for payment. No registrable communication took place. Letters sent to the complainant and the subject advising them of the Commissioner`s decision.
2015-06-03 External C Late registration
5(1.1) /
Lobbying while prohibited
10.11(1)
2015-07-21         2015-07-21 Founded. Late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring. / Unfounded. Subject did not undertake to lobby during the period of their prohibition.
2014-11-27 External C Inaccurate information 5(2)(b),(c),(d)
2015-05-11         2015-05-11 Founded. The subject did not accurately disclose the parent corporation of the client. Letters sent to advise the complainant, and to warn the subject that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2014-11-27 External C Inaccurate information 5(2)(b),(c),(d) 2015-05-11         2015-05-11 Founded. The subject did not accurately disclose the parent corporation of the client. Letters sent to advise the complainant, and to warn the subject that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2014-11-27 External C Inaccurate information 5(2)(b),(c),(d) and 5(3)(c)
2015-05-11         2015-05-11 Unfounded. The subject accurately disclosed the parent corporation of the client. / Founded. The subject failed to terminate their registration within the required timeline. Letters sent to advise the complainant, and to warn the subject that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2014-11-27 External C Inaccurate information 5(2)(b),(c),(d) and 5(3)(c)
2015-05-11         2015-05-11 Unfounded. The subject accurately disclosed the parent corporation of the client. / Founded. The subject failed to terminate their registration within the required timeline. Letters sent to advise the complainant, and to warn the subject that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2014-02-20 Internal C Unregistered lobbying 5(1) 2015-04-15         2015-04-15 Unfounded. The subject did not engage in registrable lobbying activity. Letter sent to the subject advising them of the Commissioner's decision.
2010-02-03 External C Unregistered lobbying 5(1) 2015-04-09         2015-04-09 Unfounded. The subject did not engage in registrable lobbying activity. No letters sent.

2014–15

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2014–15
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referered to RCMP RCMP Response INV Closed File Closed Outcomes
2009-06 External IHO Unregistered lobbying 7(1) 2015-03         2015-03 Ceased. Organization changed management after the file was opened, registered its lobbying activities and has demonstrated a commitment to complying with the Act since that time. No letter sent.
2015-01 Voluntary Disclosure C Late Registration
5(1.1) /
Late Monthly Communication Report
5(3)
2015-02         2015-02 Founded. Registration and monthly communication reports filed late. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2015-01 Voluntary Disclosure C Late Registration
5(1.1) /
Late Monthly Communication Report
5(3)
2015-02         2015-02 Founded. Registration and monthly communication report filed late. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2015-01 Voluntary Disclosure C Late Registration
5(1.1) /
Late Monthly Communication Report
5(3)
2015-02         2015-02 Founded. Registration and monthly communication reports filed late. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2009-02 External IHO Inaccurate information 7(3)
2015-02         2015-02 Ceased. Accurate information was provided in registration returns and the organization had demonstrated a commitment to compliance. The organization's mandate changed and it no longer engages in registrable lobbying activities. No letters sent.
2014-12 Voluntary Disclosure C Late Registration 5(1.1) 2014-12         2014-12 Founded. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2014-12 Voluntary Disclosure C Late Registration 5(1.1) 2014-12         2014-12 Founded. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2009-10 External IHC / C Unregistered lobbying 5(1) /
Unregistered Lobbying 7(1)
2014-12         2014-12 Unfounded. No registrable communication took place. Letter sent to the subject advising them of the Commissioner's decision.
2012-08 External IHO / C Rule 8
(Improper influence)
2014-10         2014-10 Unfounded. No conflict of interest. Letters sent to the subject and the complainant advising them of the Commissioner's decision.
2008-10 External C Rule 2 (Accurate information) / Rule 6 (Competing interests) / Rule 7 (Disclosure) / Rule 8 (Improper Influence) 2014-10         2014-10 Unfounded. No breaches of Code. Letters sent to the subject and to the complainants advising them of the Commissioner's conclusion.
2010-01 External IHO Unregistered Lobbying 7(1) 2014-09         2014-09 Founded. The breach was the result of confusion about the requirements of the Act. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization is now registered and will be subject to further monitoring.
2014-07 Internal C Late Monthly Communication Report
5(3) / Inaccurate Information 5(3)(b)
2014-08         2014-08 Founded. Monthly communication reports filed late and registrant failed to correct inaccurate information. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2009-02 Internal C Unregistered Lobbying 5(1) 2014-07         2014-07 Founded. The individual had taken steps to register and the breach was the result of confusion about the requirements of the Act. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2011-12 External C Lobbying while prohibited 10.11(1) 2014-06         2014-06 Unfounded. No registrable communication took place. Letter sent to the subject advising them of the Commissioner's conclusion.
2014-02 Voluntary Disclosure C Late Registration
5(1.1) /
Late Monthly Communication Report
5(3)
2014-05         2014-05 Unfounded. No registrable communication took place and no monthly communication report required. Letter sent to subject advising them of the Commissioner's conclusion.
2014-02 Voluntary Disclosure C Late Registration
5(1.1) /
Late Monthly Communication Report
5(3)
2014-05         2014-05 Unfounded. No registrable communication took place and no monthly communication report required. Letter sent to subject advising them of the Commissioner's conclusion.
2014-02 Voluntary Disclosure C Late Registration
5(1.1) /
Late Monthly Communication Report
5(3)
2014-05         2014-05 Founded. Registration filed late. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring. Unfounded allegation of late monthly communication report. The communication was not with a designated public office holder.
2014-02 Voluntary Disclosure C Late Registration
5(1.1) /
Late Monthly Communication Report
5(3)
2014-05         2014-05 Founded. Registration filed late. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring. Unfounded allegation of late monthly communication report. The communication was not with a designated public office holder.
2008-09 Internal IHO Unregistered Lobbying 7(1) 2014-04         2014-04 Ceased. Organization changed management soon after the file was opened, registered its lobbying activities and has demonstrated a commitment to complying with the Act since that time. No letter sent.

2013–14

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2013–14
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referered to RCMP RCMP Response INV Closed File Closed Outcomes
2008/06 External C Inaccurate information 5(2)(b) 2014/03         2014/03 Unfounded. Information provided in the contents of the returns was accurate. Letters sent to the subjects and the complainant advising them of the Commissioner's conclusions.
2009/04 External IHC Improper influence (Rule 8)
/ Late Monthly Communication
Report 7(4)
2014/03         2014/03 Administrative review of Rule 8 breach ceased. Events took place prior to the Federal Court of Appeal decision on Improper Influence (Rule 8). No letters sent.
2012/12 External IHC Improper influence (Rule 8) 2014/03         2014/03 Unfounded. No conflict of interest. Letters sent to complainant and the subject advising them of the Commissioner's conclusion.
2011/01 External C/IHC Unregistered Lobbying 5(1)/
Unregistered Lobbying 7(1)
2014/03         2014/03 Allegation of unregistered consultant lobbying founded as meeting was arranged. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring. Allegation of unregistered in-house lobbying unfounded. Letter also sent to complainant advising them of the Commissioner's conclusion.
2014/02 Voluntary Disclosure IHO Late Registration 7(2)/
Late communication report 7(4)
2014/02         2014/02 Founded. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization will be subject to further monitoring.
2013/02 External C Unreported communication 5(3) 2014/02         2014/02 Unfounded. No reportable communication. Letter sent to subject advising them of the Commissioner's conclusion.
2012/10 External IHO Unregistered Lobbying 7(1) 2014/01         2014/01 Unfounded. Not a significant part of duties. Letters sent to complainant and subject advising them of the Commissioner's conclusion.
2012/10 Internal / External IHC Unregistered lobbying 7(1)/
Lobbying while prohibited 10.11 (1)
2013/12         2013/12 Unfounded. Not a significant part of duties. Letters sent to subject and complainant advising them of the Commissioner's conclusion.
2013/03 Internal IHO Inaccurate information 7(3)(i) 2013/11         2013/11 Founded. Incomplete information in the contents of the return. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization will be subject to further monitoring.
2011/02 External C Unregistered lobbying 5(1) 2011/05 2011/05 2012/05 2013/01 2013/10 2013/10 Founded. The matter was referred to the RCMP. A charge was laid and the subsequent prosecution resulted in a guilty plea on July 31, 2013. The subject was sentenced to a court fine of $7500. The Commissioner subsequently prohibited the subject from registrable lobbying activity for a period of 4 months and the investigation was ceased.
2012/02 External C/IHO Unregistered consultant lobbying 5(1)/
Unregistered in-house lobbying 7(1)
2013/10         2013/10 Unfounded. Organization registered as required. No registrable consultant lobbying. Letters sent to complainant and subject advising them of the Commissioner's conclusions.
2013/02 External IHC Unregistered lobbying 7(1) 2013/09         2013/09 Unfounded. No registrable communication. Letter sent to subject advising them of the Commissioner's conclusion.
2009/01 Internal IHC Unregistered lobbying 7(1) 2012/12 2012/12     2013/06 2013/06 Unfounded. Not a significant part of duties. Investigation ceased based on information obtained pursuant to a Production Order. Letter sent to subject advising them of the Commissioner's conclusion.
2013/05 Internal C Late Registration 5(1.1) 2013/05         2013/05 Founded. Late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2007/11 Internal IHO Unregistered lobbying 7(1) 2013/05         2013/05 Unfounded. Not a significant part of duties. Letter sent to subject advising them of the Commissioner's conclusion.
2012/09 Internal C Unregistered Lobbying 5(1)/
Inaccurate information 5(2)(i)
2013/05         2013/05 Unfounded allegation of unregistered lobbying. A registrable activity did not occur. Founded allegation of inaccurate information in existing registrations. Registrations updated to include missing information. Letter sent to subject advising them of the Commissioner's conclusion.
2013/03 External C Unregistered lobbying 5(1)/
Late registration 5(1.1)
2013/05         2013/05 Founded. Late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.
2009/09 Internal IHO Unreported communication 7(4) 2013/05         2013/05 Unfounded. Not significant part of duties. Letter sent to subject advising them of the Commissioner's conclusion.
2009/06 External IHO Lobbying while prohibited 10.11 (1) 2013/05         2013/05 Unfounded. No registrable communication. Letter sent to subject advising them of the Commissioner's conclusion.
2008/02 External C Inaccurate information 5(2)(b)&(c) 2013/04         2013/04 Unfounded. Information provided in the contents of the return was accurate. Letters sent to the subject and the complainant advising them of the Commissioner's conclusions.
2013/03 Internal C Late registration 5(1.1)/
Unreported communication 5(3)
2013/04         2013/04 Founded. Late registration. Letter sent to educate the subject to warn them that any future non-compliance may result in other measures. The individual will be subject to further monitoring.

2012–13

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2012–13
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referred to RCMP RCMP Response INV Closed File Closed Outcomes
2013-02 Internal C Late Registration
5(1.1) /
Late Montly Communication Reports
5(3)
2013-03         2013-03 Founded — minor transgressions for late registration and late monthly communication reports. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-12 Internal C/IHO Breach of Code
(Professionalism)
2012-11 2011-03
2011-03
2012-11
    2013-03
2013-03
2013-03
2013-03 An administrative review was initiated on the activities of five lobbyists. The administrative review was closed. Three separate investigations were opened on the activities of three of the five lobbyists. These investigations were ceased pursuant to subsection 10.4(1.1) of the Lobbying Act. The Commissioner reported on this matter in the 2012-2013 Annual Report.
2008-07 External C Unregistered Lobbying
5(1) /
Late registration
5(1.1)
2013-03         2013-03 One allegation was unfounded — no registrable activity. The second allegation was founded — minor transgression for one late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2013-02 Internal C Late Registration
5(1.1) /
Late Monthly Communication Report
5(3)
2013-02         2013-02 Founded — minor transgressions for late registration and late monthly communication reports. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2012-10 External C Unregistered
Lobbying
5(1)
2013-02         2013-02 Unfounded — not for payment. Letter sent to subject advising them of the Commissioner's decision.
2012-07 Internal / External IHC/C Unregistered Lobbying
7(1) /
Improper Influence(Rule 8)
2013-01         2013-01 Unfounded — no registrable in-house corporation lobbying and thus no application of the Code. Letters sent to subjects advising them of the Commissioner's decision.
2012-04 Internal IHO Late Monthly Communication Report
7(4)
2012-12         2012-12 Founded — minor transgression for late monthly communication report. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to further monitoring.
2012-03 Internal C Unregistered
Lobbying
5(1)
2012-12         2012-12 Unfounded — no registrable communication. Letter sent to the subject advising them of the Commissioner's decision.
2011-03 Internal IHC Lobbying while
Prohibited
10.11(1)
2012-12         2012-12 Unfounded — not a significant part of duties. Letter sent to subject advising them of the Commissioner's decision.
2012-05 External IHO Inaccurate
Information
7(3)(j)
2012-11         2012-11 Unfounded — no registrable communication. Letters sent to the complainant and the subject advising them of the Commissioner's decision.
2012-08 Internal C Late
Registration 5(1.1)
2012-10         2012-10 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2008-06 Internal C Unregistered
Lobbying
5(1)
2011-02 2011-02 2008-07 2010-10 2012-10 2012-10 Breach of Code. Commissioner's Report on Investigation, The Lobbying Activities of Julie Couillard, tabled in Parliament in October 2012.
    C Inaccurate
information
(Rule 2)
  2010-10     2012-10 2012-10 Ceased pursuant to subsection 10.4(1.1) of the Lobbying Act based on information provided by the subject during their opportunity to present views.
2007-04 External C Unregistered
Lobbying
5(1)
2012-07         2012-07 Unfounded — no registrable communication. Letters sent to the complainant and the subject advising them of the Commissioner's decision.
2007-03 External C Conflict of Interest
(Rules 6, 7 & 8)
2012-07         2012-07 Unfounded — no conflict of interest. Letters sent to complainant and subject advising them of the Commissioner's decision.
2007-03 Internal / External C Conflict of Interest
(Rules 6, 7 & 8)
2012-07         2012-07 Unfounded — no conflict of interest. Letters sent to complainant and subject advising them of the Commissioner's decision.
2006-11 External C Unregistered
Lobbying
5(1)
2012-07         2012-07 Ceased pursuant to subsection 10.4(1.1) of the Act because insufficient information was provided; length of time elapsed; and subject matter was dealt with in previous reports.
2011-03 Internal IHC Lobbying while
Prohibited
10.11(1)
2012-06         2012-06 Unfounded — not a significant part of duties. Letter sent to subject advising them of the Commissioner's decision.
2010-04 External C Unregistered
Lobbying
5(1)
2012-06         2012-06 Founded — transgression was unintentional and the subject had a good compliance history. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2009-11 External C Lobbying while
Prohibited
10.11(1)
2010-05 2010-05 2010-05 2010-12 2012-06 2012-06 Breach of Code. Commissioner's Report on Investigation, The Lobbying Activities of Keith Beardsley, tabled in Parliament in June 2012.
2007-02 External IHC Unregistered
Lobbying
7(1)
2012-06         2012-06 Ceased pursuant to subsection 10.4(1.1) of the Act because insufficient information was provided; length of time elapsed; and subject matter was dealt with in previous reports.
2006-12 External C Unregistered
Lobbying
5(1)
2012-06         2012-06 Ceased pursuant to subsection 10.4(1.1) of the Act because insufficient information was provided; length of time elapsed; and subject matter was dealt with in previous reports.
2006-05 External C Unregistered
Lobbying
5(1)
2012-06         2012-06 Ceased pursuant to subsection 10.4(1.1) of the Act because insufficient information was provided; length of time elapsed; subject has good compliance history; and subject matter was dealt with in previous reports.
2006-05 External C Unregistered
Lobbying
5(1)
2012-06         2012-06 Ceased pursuant to subsection 10.4(1.1) of the Act because insufficient information was provided; length of time elapsed; and subject matter was dealt with in previous reports.
2007-12 External C Unregistered
Lobbying
5(1)
2012-05         2012-05 Unfounded — no registrable communication. Letters sent to the complainant and the subject advising them of the Commissioner's decision.
2007-11 External IHC Unregistered
Lobbying
7(1)
2012-05         2012-05 Unfounded — no registrable communication. Letter sent to the complainant advising them of the Commissioner's decision.
2012-03 Voluntary Disclosure IHO Late Monthly Communication Report
7(4)
2012-04         2012-04 Founded — minor transgression for late communication reports. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to further monitoring.
2010-03 Internal C Unregistered
Lobbying
5(1)
2012-04         2012-04 Unfounded — no registrable communication.

2011–12

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2011–12
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referred to RCMP RCMP Response INV Closed File Closed Outcomes
2012-01 Internal IHO Late Monthly Communication Report
7(4)
2012-03         2012-03 Founded — minor transgression for late communication report. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to further monitoring.
2012-01 External IHC Improper
Influence
(Rule 8)
2012-03         2012-03 Unfounded — no improper influence. Letter sent to subject advising them of the Commissioner's decision.
2012-01 Internal C Late Monthly Communication Report
5(3)
2012-03         2012-03 Founded — minor transgression for late communication report. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-10 Internal C Unregistered
Lobbying
5(1)
2012-03   2010-10 2012-03   2012-03 Ceased pursuant to subsection 10.4(1.1) of the Act because the subject passed away while the file was suspended under subsection 10.4(8) of the Act.
2009-08 External C Inaccurate
Information
5(2)(g)
2009-11 2009-11 2009-11 2010-09 2012-03 2012-03 Ceased pursuant to subsection 10.4(1.1) of the Act based on information provided by the subject during the opportunity to present views; length of time elapsed; and changes to legislation since the matter arose.
2007-11 External C Unregistered
Lobbying
5(1)
2012-03         2012-03 Unfounded — no registrable communication.
2012-01 Internal C Late Monthly Communication Report
5(3)
2012-02         2012-02 Founded — minor transgression for late communication report. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2011-11 Internal C Unregistered
Lobbying
5(1)
2012-01         2012-01 Founded — minor transgression for late reactivation of registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2011-11 Internal C Unregistered
Lobbying
5(1)
2012-01         2012-01 Founded — minor transgression for late reactivation of registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2008-03 Internal C Unregistered
Lobbying
5(1)
2012-01         2012-01 Unfounded — no registrable communication.
2004-05 External C/IHC/IHO Improper
Influence
(Rule 8)
2012-01         2012-01 Ceased pursuant to subsection 10.4(1.1) of the Act because the events took place prior to the Federal Court of Appeal decision on Improper Influence (Rule 8). Letter sent to complainant advising them of the Commissioner's decision.
2004-05 External C/IHC/IHO Improper
Influence
(Rule 8)
2012-01         2012-01 Ceased pursuant to subsection 10.4(1.1) of the Act because the events took place prior to the Federal Court of Appeal decision on Improper Influence (Rule 8). Letter sent to complainant advising them of the Commissioner's decision.
2010-04 External IHC Unregistered
Lobbying
7(1)
2010-05 2010-05 2010-10 2011-03 2011-12 2011-12 Breach of Code. Commissioner's Report on Investigation, The Lobbying Activities of GPG-Green Power Generation Corp. and Patrick Glémaud and Rahim Jaffer, tabled in Parliament in December 2011.
2008-06 External C Unregistered
Lobbying
5(1)
2010-02 2010-02 2010-03 2010-09 2011-11 2011-11 Breach of Code. Commissioner's Report on Investigation, The Lobbying Activities of Mark Jiles, tabled in Parliament in November 2011.
2007-11 Internal C Unregistered
Lobbying
5(1)
2009-09 2009-09 2009-10 2010-09 2011-11 2011-11 Breach of Code. Commissioner's Report on Investigation, The Lobbying Activities of Graham Bruce, tabled in Parliament in November 2011.
2007-09 External C Inaccurate Information 5(2)(e) 2011-11         2011-11 Unfounded — registration did not contain inaccurate information. Letter sent to complainant advising them of the Commissioner's decision.
2004-05 External C Unregistered
Lobbying
5(1)
2006-10 2006-10     2011-11 2011-11 Breach of Code. Commissioner's Report on Investigation, The Lobbying Activities of René Fugère and André Nollet, tabled in Parliament in November 2011.
2004-05 External C/IHC/IHO Improper
Influence
(Rule 8)
2011-11         2011-11 Ceased pursuant to subsection 10.4(1.1) of the Act because of the length of time elapsed; and the events took place prior to the Federal Court of Appeal decision on Improper Influence (Rule 8). Letters sent to complainant and subjects advising them of the Commissioner's decision.
  External C Unregistered
Lobbying
5(1)
  2005-10     2011-11 2011-11 Breach of Code. Commissioner's Report on Investigation, The Lobbying Activities of Paul Ballard, tabled in Parliament in November 2011.
2011-04 External IHO Late Monthly Communication Report
7(4)
2011-09         2011-09 Founded — minor transgression for late communication report. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to further monitoring.
2011-07 Internal C Unregistered
Lobbying
5(1)
2011-08         2011-08 Unfounded — no registrable activity. Letter sent to subject advising them of the Commissioner's decision.
2004-05 External C/IHO Improper
Influence
(Rule 8)
2011-08         2011-08 Ceased pursuant to subsection 10.4(1.1) of the Act because of the length of time elapsed; and because the events took place prior to the Federal Court of Appeal decision on Improper Influence (Rule 8). Letters sent to complainant and subjects advising them of the Commissioner's decision.
2011-03 Internal C Late
Registration 5(1.1)
2011-07         2011-07 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2011-02 Internal IHO Late Monthly Communication Report
7(4)
2011-07         2011-07 Founded — minor transgression for late communication reports. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to further monitoring.
2011-05 External IHO Principle of Professionalism 2011-06         2011-06 Unfounded — the subject matter precedes the coming into force of federal lobbyist registration legislation and the Code. Letter sent to complainant advising them of the Commissioner's decision.
2011-05 External C Conflict of Interest
(Rules 6 & 7)
2011-06         2011-06 Unfounded — no conflict of interest. Letters sent to complainant and subject advising them of the Commissioner's decision.
2011-02 Internal IHO Late
Registration
7(2)
2011-06         2011-06 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to further monitoring.
2011-01 Internal IHO Late
Registration
7(2)
2011-06         2011-06 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to further monitoring.
2009-10 Internal C/IHC Unregistered Lobbying
5(1)7(1)
2011-06         2011-06 Unfounded — no registrable communication.
2009-06 Internal IHC Late Monthly Communication Report
7(4)
2011-06         2011-06 Founded — minor transgression for late communication report. The corporation became subject to further monitoring.
2008-02 External C Unregistered
Lobbying
5(1)
2011-06         2011-06 Unfounded — not a registrable communication. Letters sent to complainant and subject advising them of the Commissioner's decision.
2011-01 Internal C Late
Registration 5(1.1)
2011-05         2011-05 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2008-02 External C Unregistered
Lobbying
5(1)
2011-05         2011-05 Unfounded — not for payment. Letters sent to complainant and subject advising them of the Commissioner's decision.

2010–11

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2010–11
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referred to RCMP RCMP Response INV Closed File Closed Outcomes
2011-01 Internal C Late
Registration 5(1.1)
2011-03         2011-03 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2009-10 External IHC Improper
Influence
(Rule 8)
2011-03         2011-03 Unfounded — not an improper influence. Letters sent to complainant and subject advising them of the Commissioner's decision.
2007-03 External C Unregistered
Lobbying
5(1)
2011-03         2011-03 Ceased pursuant to subsection 10.4(1.1) of the Act because of the length of time elapsed.
2006-11 External C Unregistered
Lobbying
5(1)
2011-03         2011-03 Ceased pursuant to subsection 10.4(1.1) of the Act because the individual was the subject of previous Reports on Investigation.
2006-11 External C Unregistered
Lobbying
5(1)
2011-03         2011-03 Ceased pursuant to subsection 10.4(1.1) of the Act because the individual was the subject of previous Reports on Investigation.
2011-01 Internal C Late
Registration 5(1.1)
2011-02         2011-02 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2011-01 Internal C Late
Registration 5(1.1)
2011-02         2011-02 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-11 Voluntary Disclosure IHO Late Monthly Communication Report
7(4)
2011-02         2011-02 Founded — voluntary disclosure and minor transgression for a late monthly communication report. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-11 Voluntary Disclosure C Late
Registration
5(1.1)
2011-02         2011-02 Founded — voluntary disclosure and minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2009-10 Internal / External IHO Improper
Influence
(Rule 8)
2010-07 2010-07
2010-07
    2011-02
2011-02
2011-02 At the conclusion of the administrative review, two separate investigations were opened on the activities of the lobbyists. Breach of Code. Commissioner's Reports on Investigation, The Lobbying Activities of Michael McSweeney and The Lobbying Activities of Will Stewart, tabled in Parliament in February 2011.
2004-12 External C Unregistered
Lobbying
5(1)
2005-03 2006-06 2005-07 2006-03 2011-02 2011-02 Breach of Code. Commissioner's Report on Investigation, The Lobbying Activities of Bruce Rawson, tabled in Parliament in February 2011.
2010-11 Voluntary Disclosure IHC Late Monthly Communication Report
7(4)
2011-01         2011-01 Founded — voluntary disclosure and minor transgression for a late communication report. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-09 External IHO Unregistered
Lobbying
7(1)
2011-01         2011-01 Unfounded — not for payment. Letters sent to complainant and subject advising them of the Commissioner's decision.
2010-05 External C Unreported
Communication
5(3)
2011-01         2011-01 Unfounded — subject had registered and filed monthly communication reports as required. Letter sent to subject advising them of the Commissioner's decision.
2009-08 External IHC Unregistered
Lobbying
7(1)
2011-01         2011-01 Unfounded — not a significant part of duties.
2004-12 External C Unregistered
Lobbying
5(1)
2005-10 2005-10     2011-01 2011-01 Ceased pursuant to subsection 10.4(1.1) of the Act because insufficient evidence on file; activity not performed for payment; and another investigation on the subject is ongoing.
  External C Unregistered
Lobbying
5(1)
  2005-10     2011-01 2011-01 Ceased pursuant to subsection 10.4(1.1) of the Act because insufficient evidence on file; quality and reliability of evidence; and likelihood of obtaining additional evidence is low given the length of time that had elapsed; and, the principal subject of the investigation is deceased.
  External C Unregistered
Lobbying
5(1)
  2005-10     2011-01 2011-01 Ceased pursuant to subsection 10.4(1.1) of the Act because insufficient information was provided; length of time elapsed; and subject matter was dealt with in previous reports.
2010-08 Voluntary Disclosure C Late Monthly Communication Report
5(3)
2010-12         2010-12 Founded — voluntary disclosure and minor transgression for a late monthly communication report. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-11 Internal C Late
Registration
5(1.1)
2010-11         2010-11 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-10 Internal C Late
Registration
5(1.1)
2010-11         2010-11 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-09 Voluntary Disclosure C Late
Registration
5(1.1)
2010-11         2010-11 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to further monitoring.
2010-07 Voluntary Disclosure C Unregistered
Lobbying
5(1)
2010-10         2010-10 Founded — voluntary disclosure and minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to monitoring.
2010-06 Voluntary Disclosure IHO Unregistered
Lobbying
7(1)
2010-09         2010-09 Founded — voluntary disclosure and minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to monitoring.
2007-11 Internal C Unregistered
Lobbying
5(1)
2010-09   2009-12 2010-04   2010-09 Referred to RCMP. RCMP advised that they would not proceed. File re-assessed and it was determined that there were insufficient grounds to proceed with a Code investigation.
2010-05 Internal C Late
Registration
5(1.1)
2010-08         2010-08 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to monitoring.
2009-12 Internal C/IHC Unreported Communication
5(3)7(4)
2010-08         2010-08 Unfounded — no registrable communication.
2010-06 Voluntary Disclosure C Late
Registration
5(1.1)
2010-07         2010-07 Founded — voluntary disclosure and minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to monitoring.
2010-06 External C Unregistered
Lobbying
5(1)
2010-07         2010-07 Unfounded — no registrable activity. Letters sent to complainant and subject advising them of the Commissioner's decision.
2010-05 Internal C Late
Registration
5(1.1)
2010-07         2010-07 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to monitoring.
2010-04 Voluntary Disclosure C Late
Registration
5(1.1)
2010-07         2010-07 Founded — voluntary disclosure and minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The individual became subject to monitoring.
2010-05 Voluntary Disclosure IHO Unregistered
Lobbying
7(1)
2010-06         2010-06 Founded — voluntary disclosure and minor transgression for late registration. Letter sent to educate the subject and warn them that any future non-compliance may result in other measures. The organization became subject to monitoring.

2009–10

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2009–10
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referred to RCMP RCMP Response INV Closed File Closed Outcomes
2009-05 External C Inaccurate Information
5(2)b)&c)
2010-03         2010-03 Founded — minor transgression for inaccurate information. Correction to registration required. Letters sent to complainant and subjects advising them of the Commissioner's decision.
2007-12 Internal IHO Unregistered
Lobbying
7(1)
2010-03         2010-03 Unfounded — not for payment. Letter sent to subject advising them of the Commissioner's decision.
2007-05 External C Unregistered
Lobbying
5(1)
2009-12   2007-08 2008-05   2009-12 Founded. Referred to RCMP. Addressed by the Attorney General by means of alternative dispute resolution (essay).
2007-05 External C Unregistered
Lobbying
5(1)
2009-12   2007-08 2008-05   2009-12 Founded. Referred to RCMP. Addressed by the Attorney General by means of alternative dispute resolution (essay).
2008-03 External IHO Unregistered
Lobbying
7(1)
2009-10         2009-10 Founded — minor transgression for late registration. Letter sent to educate the subject and warn them that future non-compliance may result in other measures. The organization became subject to monitoring.
2008-03 External IHO Unregistered
Lobbying
7(1)
2009-09         2009-09 Unfounded — not for payment. Letters sent to complainant and subject advising them of the Commissioner's decision.
2008-12 External C Inaccurate Information (Rule 2) 2009-07         2009-07 Unfounded — accurate information provided. Letter sent to subject advising them of the Commissioner's decision.
2009-03 External C Inaccurate Information
5(2)(h.1)
2009-04         2009-04 Founded — minor transgression for inaccurate information. Correction to registration required. Letter sent to subject advising them of the Commissioner's decision.
2007-12 External C Inaccurate Information
5(2)(e.1)
2009-04         2009-04 Founded — minor transgression for inaccurate information. Letters sent to complainant and subject advising them of the Commissioner's decision.

2008–09

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2008–09
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referred to RCMP RCMP Response INV Closed File Closed Outcomes
2008-06 Internal C Unregistered
Lobbying
5(1)
2009-03         2009-03 Unfounded — not for payment.
2006-11 External IHO Unregistered
Lobbying
7(1)
2009-03         2009-03 Unfounded — not a significant part of duties. Letter sent to subject advising them of the Commissioner's decision.
2008-04 Internal C Unregistered
Lobbying
5(1)
2008-10         2008-10 Unfounded — not a registrable communication. Letter sent to subject advising them of the Commissioner's decision.
2008-02 External IHO Unregistered
Lobbying
7(1)
2008-08         2008-08 Unfounded — not a registrable communication. Letters sent to complainant and subject advising them of the Commissioner's decision.
2007-01 External IHO Unregistered
Lobbying
7(1)
2008-08   2007-10 2008-06   2008-08 Referred to RCMP. RCMP advised that they would not proceed. Subject registered as required. A letter was sent to educate the subject and warn them that future non-compliance may result in other measures. The organization became subject to monitoring.
2007-07 External IHO Confidential Information
(Rule 4)
2008-06         2008-06 Unfounded — insufficient information and outside jurisdiction of the Office of the Registrar of Lobbyists. Letter sent to complainant advising them of the Registrar's decision.

2007–08

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2007–08
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referred to RCMP RCMP Response INV Closed File Closed Outcomes
2006-11 External IHO Unregistered
Lobbying
7(1)
2008-01         2008-01 Unfounded — not a significant part of duties. Letter sent to subject advising them of the Registrar's decision.
2007-01 External IHO Unregistered
Lobbying
7(1)
2007-12         2007-12 Unfounded — not a significant part of duties. Letters sent to complainant and subject advising them of the Registrar's decision.
2004-05 External C Unregistered
Lobbying
5(1)
2007-10         2007-10 Unfounded — insufficient information. Letters sent to complainant and subject advising them of the Registrar's decision.
2004-05 External IHO Unregistered
Lobbying
7(1)
2007-09         2007-09 Unfounded — not a registrable communication. Letters sent to complainant and subject advising them of the Registrar's decision.
2007-02 External C/IH Unregistered
Lobbying
7(1)
2007-08         2007-08 Unfounded — no registrable communications. Letters sent to complainant and subjects advising them of the Registrar's decision.
2005-08 External IHO Unregistered
Lobbying
7(1)
2007-07         2007-07 Unfounded — not for payment. Letters sent to complainant and subject advising them of the Registrar's decision.
2007-01 External C Unregistered
Lobbying
5(1)
2007-06   2007-02 2007-04   2007-06 Referred to RCMP. RCMP advised that they would not proceed. Based on new information, the Registrar determined the allegation was unfounded.
2007-04 Internal C Unregistered
Lobbying
5(1)
2007-05         2007-05 Founded — minor transgression as subject was unaware his registration was auto-terminated by new Lobbyists Registration System. No letter required to be sent as subject re-activated his registration.
2006-09 External IHO Unregistered
Lobbying
7(1)
2007-05         2007-05 Unfounded — not a significant part of duties. Letters sent to complainant and subject advising them of the Registrar's decision.
2006-07 External IHO Inaccurate
Information
7(3)(e)
2007-05         2007-05 Founded — minor transgression for inaccurate information. A letter was sent to educate the subject and warn them that future non-compliance may result in other measures. The organization became subject to monitoring.
2004-05 External IHC Unregistered
Lobbying
7(1)
2007-05         2007-05 Unfounded not a significant part of duties. Letters sent to complainant and subject advising them of the Registrar's decision.

2006–07

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2006–07
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referred to RCMP RCMP Response INV Closed File Closed Outcomes
  External C Unregistered
Lobbying
5(1)
  2005-10     2007-03 2007-03 Breach of Code. Registrar of Lobbyists' Report on Investigation, The Lobbying Activities of Neelam J. Makhija on Behalf of Infowave Software, Inc. tabled in Parliament in March 2007.
  External C Unregistered
Lobbying
5(1)
  2005-10     2007-03 2007-03 Breach of Code. Registrar of Lobbyists' Report on Investigation, The Lobbying Activities of Neelam J. Makhija on Behalf of Intrinsyc Software, Inc. tabled in Parliament in March 2007.
  External C Unregistered
Lobbying
5(1)
  2005-10     2007-03 2007-03 Breach of Code. Registrar of Lobbyists' Report on Investigation, The Lobbying Activities of Neelam J. Makhija on Behalf of TIR Systems, Inc. tabled in Parliament in March 2007.
  External C Unregistered
Lobbying
5(1)
  2005-10     2007-03 2007-03 Breach of Code. Registrar of Lobbyists' Report on Investigation, The Lobbying Activities of Neelam J. Makhija on Behalf of Wavemakers, Inc. tabled in Parliament in March 2007.
2006-02 External IHO Inaccurate
Information
7(3)(e)
2006-10         2006-10 Founded — minor transgression for inaccurate information. Information missing in registration. Subject contacted and information missing in registration was provided.
2004-05 External C Improper
Influence
(Rule 8)
2006-10         2006-10 Unfounded — no improper influence. Letters sent to complainant and subject advising them of the Registrar's decision.
2006-05 External IHO Unregistered
Lobbying
7(1)
2006-09         2006-09 Unfounded — not a significant part of duties. Letter sent to subject advising them of the Registrar's decision.
2006-03 External C Improper
Influence
(Rule 8)
2006-04         2006-04 Unfounded — no improper influence. Letters sent to complainant and subject advising them of the Registrar's decision.
2005-11 Internal C Inaccurate
Information
5(2)(h.1)
2006-04         2006-04 Founded — minor transgression for inaccurate information. Subject contacted and information missing in registration was provided.
2005-10 Internal C Unregistered
Lobbying
5(1)
2006-04         2006-04 Unfounded — not a registrable communication. Letter sent to subject advising them of the Registrar's decision.

2005–06

Administrative Reviews and Investigations — Compliance Statistics for Fiscal Year 2005–06
ADMR Opened Source of Allegation Lobbying Type Allegation(s) ADMR Closed INV Opened Referred to RCMP RCMP Response INV Closed File Closed Outcomes
2005-10 Internal C Unregistered
Lobbying
5(1)
2006-03         2006-03 Unfounded — the subject had registered as required.
2005-10 External C/IH Unregistered
Lobbying
5(1)
2006-01         2006-01 Unfounded — not for payment. Letter sent to subject advising them of the Registrar's decision.
2005-04 Internal C Unregistered
Lobbying
5(1)
2006-01         2006-01 Unfounded — no meetings were arranged and not for payment. Letters sent to complainant and subject advising them of the Registrar's decision.
2005-11 External IHO Unregistered
Lobbying
7(1)
2005-12         2005-12 Unfounded — not a registrable communication. Letter sent to complainant advising them of the Registrar's decision.