Registration - In-house Corporation

Capital One Bank (Canada Branch) / Banque Capital One (succursale canadienne) / Asa Harrington, President

Registration Information

In-house Corporation name: Capital One Bank (Canada Branch) / Banque Capital One (succursale canadienne)
Previous in-house corporation names
Responsible Officer Name: Asa Harrington, President
Responsible Officer Change History
Initial registration start date: 2006-03-08
Registration status: Active
Registration Number: 961960-6550

Associated Communications

Total Number of Communication Reports: 69

Monthly communication reports in the last 6 months: 9

Version 15 of 29 (2016-10-05 to 2016-12-13)

Registration versions:

Version 15 of 29 (2016-10-05 to 2016-12-13)

Lobbying Information

Subject Matters

Budget
Constitutional Issues
Consumer Issues
Employment and Training
Financial Institutions
Industry
International Trade
Justice and Law Enforcement
Labour
Privacy and Access to Information
Science and Technology
Small Business
Taxation and Finance
Telecommunications

Subject Matter Details

Legislative Proposal, Bill or Resolution

Bank Act in respect of disclosure requirements for credit cards and other lending facilities and bank products

Legislative Proposal, Bill or Resolution, Policies or Program, Regulation

Financial Consumer Agency of Canada Act in respect of compliance and consumer protection

Legislative Proposal, Bill or Resolution, Regulation

Bank Act and regulations with respect to the five year financial system review and any other interim changes
Canadian Payments Association Act in respect of the five year financial system review
Cost of Borrowing (Authorized Foreign Banks) Regulations under the Bank Act in respect of disclosure requirements for credit cards and other lending facilities
Electronic Documents (Banks and Bank Holding Companies) Regulations under the Bank Act in respect of electronic disclosure requirements.
OSFI Act and regulations with respect to regulatory compliance
Personal Information Protection and Electronic Documents Act (PIPEDA) in respect of privacy breaches and the collection, use & disclosure of personal information.
Proceeds of Crime (Money Laundering) and Terrorist Financing Act with respect to regulatory requirements for financial institutions

Policies or Program

Financial services policy and regulatory framework in respect of interchange rates, fees, electronic payments, credit and debit
Office of the Superintendent of Financial Institutions Guidelines regarding outsourcing of business activities, functions and processes

Communication Techniques

Written communication
Oral communication

Government Institutions

Bank of Canada
Canadian Radio-television and Telecommunications Commission (CRTC)
Finance Canada (FIN)
Financial Consumer Agency of Canada (FCAC)
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
House of Commons
Innovation, Science and Economic Development Canada (ISED)
Justice Canada (JC)
Office of the Privacy Commissioner of Canada (OPC)
Office of the Superintendent of Financial Institutions Canada (OSFI)
Prime Minister's Office (PMO)
Public Safety Canada (PS)
Senate of Canada

In-house Corporation Details

Description of activities

Marketing, distributing and issuing credit cards to Canadians and managing those loans.

Responsible officer name and position during the period of this registration

Shane Holdaway, President

Government funding

No government funding was received during the last completed financial year.

In-house Corporation Contact Information

Address:
5140 Yonge Street
Suite 1900
Toronto, ON M2N 6L7
Canada

Telephone number: 416-549-2290

Parent Company Information

Capital One Financial Corporation
- 1680 Capital One Drive
  12th Floor
  McLean, VA 22102
  United States of America

Subsidiary Beneficiary Information

Capital One Bank (Canada Branch) / Banque Capital One (succursale canadienne) does not have any subsidiaries that could have a direct interest in the outcome of the undertaking

Lobbyists Details

Senior Officers whose lobbying activities represent less than 20% of their Duties

Nathalie Clark, Vice-President, Chief Counsel | No public offices held
Shane Holdaway, President | No public offices held
Brent Reynolds, Managing Vice-President | No public offices held

Senior Officers and Employees whose lobbying activities represent 20% or more of their Duties

Sara Rodier, Manager, Government Relations | Public offices held

Capital One Bank (Canada Branch)/Banque Capital One (succursale canadienne)

The following names have been used on or after July 2, 2008

Name	From	To
Capital One Bank (Canada Branch)/Banque Capital One (succursale canadienne)	2015-08-04	current
Capital One Services (Canada) Inc.	2008-08-15	2013-09-02

The following names have been used before July 2, 2008

Capital One Services (Canada) Inc.

Capital One Bank (Canada Branch) / Banque Capital One (succursale canadienne)

Responsible Officer History
Responsible Officer Name	From (YYYY-MM-DD)	To (YYYY-MM-DD)
Asa Harrington	2025-09-16	Current
Patrick Ens	2021-05-10	2023-11-28
Jennifer Jackson	2018-08-31	2021-05-10
Shane Holdaway	2015-08-04	2018-08-31
Robert Livingston	2011-02-09	2013-09-02
Bill Cilluffo	2006-03-08	2011-02-09

List of Public Offices Held
Position	Period Held	Last Date Designated Public Office Held
Summer Intern Public Safety Canada, Office of the Minister	May 2007 to August 2007	Not a designated office

Date Modified:: 2026-05-11

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Registration - In-house Corporation

Capital One Bank (Canada Branch) / Banque Capital One (succursale canadienne) / Asa Harrington, President

Registration Information

Associated Communications

Version 15 of 29 (2016-10-05 to 2016-12-13)

Version 15 of 29 (2016-10-05 to 2016-12-13)

Subject Matters

Subject Matter Details

Legislative Proposal, Bill or Resolution

Legislative Proposal, Bill or Resolution, Policies or Program, Regulation

Legislative Proposal, Bill or Resolution, Regulation

Policies or Program

Communication Techniques

Government Institutions

Description of activities

Responsible officer name and position during the period of this registration

Government funding

In-house Corporation Contact Information

Parent Company Information

Subsidiary Beneficiary Information

Senior Officers whose lobbying activities represent less than 20% of their Duties

Senior Officers and Employees whose lobbying activities represent 20% or more of their Duties