12-Month Lobbying Summary - In-house Organization

• Subject matter details in previous versions

  Details Regarding the Identified Subject Matter

  Subject matters	Details	Categories
  Subject matters were not required to be associated with subject matter details when this content was submitted	Amendments to Income Tax Act with respect to annual pre-budget submissions	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	Amendments to Excise Tax Act with respect to the application of the goods and services tax and harmonized sales tax to investment funds	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	Amendments to Income Tax Act with respect to annual post-budget submissions	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	Amendments to Income Tax Act with respect to minimum withdrawals from Registered Retirement Income Funds (RRIF) in the economic statement	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	Canadian advantage in global capital markets, policy initiatives announced in the Federal Budget or Economic statements to the extent they present new business opportunities for the investment funds industry	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	Compliance framework for, and guidance to, investment funds industry with respect to implementation in Canada of U.S. Foreign Account Tax Compliance Act and The Organisation for Economic Co-operation and Development Common Reporting Standard.	Legislative Proposal, Bill or Resolution, Policies or Program, Regulation
  Subject matters were not required to be associated with subject matter details when this content was submitted	Framework for, and implementation of, Pooled Registered Pension Plans (PRPPs) as described in the federal Pooled Registered Pension Plans Act and related regulations, bills and consultation papers regarding PRPPs as an additional retirement savings option for Canadians.	Legislative Proposal, Bill or Resolution, Policies or Program, Regulation
  Subject matters were not required to be associated with subject matter details when this content was submitted	Pension Benefits Standards Act and its Regulations, specifically its restrictions regarding the portfolio investments permitted to be held by pension plans that are regulated under the Act.	Legislative Proposal, Bill or Resolution, Regulation
  Subject matters were not required to be associated with subject matter details when this content was submitted	Proposals regarding Capital Markets Regulatory Authority, including framework and implementing legislation and regulations, specifically concerning the possible impact of the proposals on the investment funds industry, the national operations of our members, the capital markets of Canada and mutual fund investors.	Legislative Proposal, Bill or Resolution, Policies or Program, Regulation
  Subject matters were not required to be associated with subject matter details when this content was submitted	Senate National Finance Committee examination of the cost of owning mutual funds for Canadians, compared to Americans	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	Technical amendments to Income Tax Act relating to investment funds	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	The creation of a national financial literacy strategy and program, and the investment funds industry's contribution to that effort.	Policies or Program

  Subject matters in previous versions

  • Budget
  • Financial Institutions
  • Pensions
  • Taxation and Finance

Government Institutions

• Canada Revenue Agency (CRA)
• Competition Tribunal (CT)
• Finance Canada (FIN)
• Financial Consumer Agency of Canada (FCAC)
• Office of the Privacy Commissioner of Canada (OPC)

Communication techniques

Communication techniques that have been used or are expected to be used in the course of the undertaking:

• Written communication
• Oral communication
• Arrange one or more meetings

• Josee Baillargeon, Senior Policy Advisor, Taxation | No public offices held
• Ian Bragg, Director, Research and Statistics | No public offices held
• Pamela Egger, Senior Policy Advisor | No public offices held
• Arnie Hochman, Vice-President Policy and General Counsel | No public offices held
• Andrew Mitchell, President and CEO | No public offices held
• John Parker, Vice President, Chief Financial Officer | No public offices held
• Paul Riccardi, Senior Policy Advisor | No public offices held
• Petra Van Daele, Vice President Communications | No public offices held

• Lobbyists in previous versions

  • Janet Salter, Senior Policy Advisor | Public offices held