12-Month Lobbying Summary - In-house Corporation

• Subject matter details in previous versions

  Details Regarding the Identified Subject Matter

  Subject matters	Details	Categories
  Subject matters were not required to be associated with subject matter details when this content was submitted	Clarification of Goods and Services Tax (GST) / Harmonized Sales Tax (HST) with respect to the treatment of financial services.	Regulation
  Subject matters were not required to be associated with subject matter details when this content was submitted	Federal Financial Services legislation review, with respect to Financial Institutions policies, infrastructure, open banking, and financial technology	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	Guidelines of the Office of the Superintendent of Financial Institutions as they relate to insurance companies.	Policies or Program
  Health	Healthcare policy and potential legislation relating to employee benefit programs and the cost of pharmaceuticals	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	Pension and Retirement products and income security	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	Review of the Proceeds of Crime (Money Laundering) and Terrorist Financing Act as it relates to insurance contracts.	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	Seeking to raise awareness about prescription drug coverage policy considerations and concerns in context of national universal pharmacare proposals directly and as a participant in the Together for Better Health Coalition. Other related initiatives include high cost drugs for rare disease and PMPRB regulations	Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	Taxation - discussion of taxation policy for financial institutions.	Legislative Proposal, Bill or Resolution, Policies or Program
  Subject matters were not required to be associated with subject matter details when this content was submitted	The Personal Information Protection and Electronic Documents Act with respect to privacy, customer data, and data security	Legislative Proposal, Bill or Resolution
  Subject matters were not required to be associated with subject matter details when this content was submitted	To ensure that the needs of the financial sector in matters related to human resources as well as its capacity to service customers are properly reflected in legislation, policies and regulations in the context of the COVID-19 public health and economic crisis.	Policies or Program, Regulation

  Subject matters in previous versions

  • Budget
  • Consumer Issues
  • Economic Development
  • Employment and Training
  • Financial Institutions
  • Health
  • Industry
  • Infrastructure
  • Intellectual Property
  • Internal Trade
  • International Trade
  • Pensions
  • Privacy and Access to Information
  • Regional Development
  • Science and Technology
  • Taxation and Finance

Government Institutions

• Canada Border Services Agency (CBSA)
• Canada Revenue Agency (CRA)
• Canadian Heritage (PCH)
• Communications Security Establishment Canada (CSEC)
• Competition Bureau Canada (COBU)
• Crown-Indigenous Relations and Northern Affairs Canada (CIRNAC)
• Employment and Social Development Canada (ESDC)
• Finance Canada (FIN)
• Financial Consumer Agency of Canada (FCAC)
• Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
• Health Canada (HC)
• House of Commons
• Housing, Infrastructure and Communities Canada (HICC)
• Innovation, Science and Economic Development Canada (ISED)
• Intergovernmental Affairs Secretariat (IGA)
• Justice Canada (JC)
• Office of the Privacy Commissioner of Canada (OPC)
• Office of the Superintendent of Financial Institutions Canada (OSFI)
• Patented Medicine Prices Review Board (PMPRB)
• Prime Minister's Office (PMO)
• Privy Council Office (PCO)
• Senate of Canada
• Transport Canada (TC)

• Government institutions in previous versions

  • Infrastructure Canada (INFC)

Communication techniques

Communication techniques that have been used or are expected to be used in the course of the undertaking:

• Written communication
• Oral communication
• Grass-roots communication

Senior Officers whose lobbying activities represent less than 20% of their Duties

• Colleen Bailey Moffitt, Executive Vice-President and Chief Human Resources Officer | No public offices held
• Mike Dibden, Executive Vice-President and Chief Information Officer | No public offices held
• Sharon Geraghty, Executive Vice-President and General Counsel | No public offices held
• David Harney, Interim Global Chief Investment Officer | No public offices held
• Nancy Hudson, Senior Vice-President and Chief Internal Auditor | No public offices held
• Linda Kerrigan, Senior Vice-President and Appointed Actuary | No public offices held
• Paul Mahon, President and Chief Executive Officer | No public offices held
• Amy Metzger, Senior Vice-President and Chief Compliance Officer | No public offices held
• Fabrice Morin, President and Chief Operating Officer, Canada | No public offices held
• Jon Nielsen, Executive Vice-President and Chief Financial Officer | No public offices held
• David Simmonds, Senior Vice-President, Chief Marketing and Communications Officer | No public offices held
• Dervla Tomlin, Executive Vice-President, Chief Risk Officer | No public offices held

Senior Officers and Employees whose lobbying activities represent 20% or more of their Duties

• Nadege Adam, Manager, Government Relations | Designated public offices held
• Andrew Fitzpatrick, Assistant Vice-President, Industry Affairs & Government Relations | No public offices held
• Ali Ghiassi, Vice-President, Industry Affairs & Government Relations | No public offices held
• Kate Julien, Director, Government Relations and Industry Affairs | No public offices held
• Jeffrey Kitchen, Vice-President, Counsel to Public Policy & Industry Affairs | No public offices held

• Lobbyists in previous versions

  Senior Officers whose lobbying activities represent less than 20% of their Duties

  • Brian Allison, Executive Vice-President and Chief Investment Officer | No public offices held
  • David Harney, President and Chief Operating Officer, Europe | No public offices held
  • David Harney, President and Chief Operating Officer, Europe and Capital and Risk Solutions | No public offices held
  • Arshil Jamal, President and Group Head, Strategy, Investments, Reinsurance and Corporate Development | No public offices held
  • Garry MacNicholas, Executive Vice-President and Chief Financial Officer | No public offices held
  • Jeff Macoun, President and Chief Operating Officer | No public offices held
  • Grace Palombo, Executive Vice-President and Chief Human Resources Officer | No public offices held
  • Steve Rullo, Executive Vice-President and Global Chief Information Officer | No public offices held
  • David Simmonds, Senior Vice-President and Chief Communications and Sustainability Officer | No public offices held
  • David Simmonds, Senior Vice-President, Chief Communications and Sustainability Officer | No public offices held
  • Raman Srivastava, Executive Vice-President and Global Chief Investment Officer | No public offices held
  • Douglas Tkach, Senior Vice-President and Chief Internal Auditor | No public offices held
  • Dervla Tomlin, Executive Vice-President, Chief Risk Officer and Chief Actuary | No public offices held