Total Number of Communication Reports: 3
Monthly communication reports in the last 6 months: 0
Version 3 of 26 (2006-08-29 to 2007-02-19) was submitted prior to the Lobbying Act coming into force on July 2, 2008. Due to different information requirements at that time, the registration is presented in the following format.
Corporation: |
PFSL Investments (Canada) Ltd.
Suite 300, Plaza V 2000 Argentia Road Mississauga, ON L5N 2R7 Canada |
Telephone number: | 905-812-2900 |
Fax number: | 905-813-5316 |
Responsible officer name and position during the period of this registration: | John Adams, EVP & Chief Financial Officer |
Description of activities: | PFSL Investments Canada Ltd. is a mutual fund dealer incorporated under the Canada Business Corporations Act and registered under the Securities Act in all provinces and territories in Canada. |
The client is a subsidiary of the following parent companies: |
Primerica Financial Services
3120 Breckinridge Blvd. Duluth, GA United States of America 30099 |
Coalition | The corporation is not a member of a coalition. |
Subsidiary: |
Citigroup Inc. (Parent of Primerica Financial Services)
399 Park Avenue New York, NY United States of America 10043 |
Other direct interests | The corporation's activities are not controlled or directed by another individual, organization or corporation with a direct interest in the outcome of this undertaking. |
Was the corporation funded in whole or in part by any domestic or foreign government institution in the last completed financial year? | No |
Name: | John Adams |
Position title: | EVP & Chief Financial Officer |
Public offices held: | No |
Name: | Hande Bilhan |
Position title: | SVP, Government Relations |
Public offices held: | No |
Name: | Peter Schneider |
Position title: | Executive Vice President |
Public offices held: | No |
Name: | Joe Yassi |
Position title: | SVP, Chief Compliance Officer & General Counsel |
Public offices held: | No |
Federal departments or organizations which have been or will be communicated with during the course of the undertaking: | Canadian Radio-television and Telecommunications Commission (CRTC), Industry Canada | ||||||
Communication techniques that have been used or are expected to be used in the course of the undertaking:
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Informal communications, Meetings, Telephone calls, Written communications, whether in hard copy or electronic format | ||||||
Subject Matter: Areas of Concern: | Constitutional Issues, Consumer Issues, Financial Institutions, Industry, Securities, Telecommunications | ||||||
Subject Matter: Retrospective: | Meetings with Government officials and MPs on Bill C-37, an Act to amend the Telecommunications Act. Participation in the Consortium Process, Operations sub committee and publice consultation process of the Canadian Radio-Television and Telecommunications Commission. | ||||||
Subject Matter: Prospective: | Potentially more meetings and direct and indirect communications with respect to Bill C-37, an Act to amend the Telecommunications Act and any bill or Government initiative that may impact the mutual fund business in Canada. | ||||||
Details Regarding the Identified Subject Matter
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