Office of the Commissioner of Lobbying of Canada Office of the Commissioner of Lobbying of Canada

Language selection

Registry of Lobbyists

Registration - In-house Organization

Ombudsman for Banking Services and Investments / Sarah Bradley, Ombudsman and Chief Executive Officer

Registration Information

In-house Organization name: Ombudsman for Banking Services and Investments
Responsible Officer Name: Sarah Bradley, Ombudsman and Chief Executive Officer 
Responsible Officer Change History
Initial registration start date: 2005-11-09
Registration status: Active
Registration Number: 940624-5945

Associated Communications

Total Number of Communication Reports: 9

Monthly communication reports in the last 6 months: 0

Version 1 of 11 (2005-11-09 to 2006-05-01)

Version 1 of 11 (2005-11-09 to 2006-05-01) was submitted prior to the Lobbying Act coming into force on July 2, 2008. Due to different information requirements at that time, the registration is presented in the following format.

A. Organization Information

Organization: Ombudsman for Banking Services and Investments
PO Box 896
Station Adelaide
Toronto, ON  M5C 2A1
Canada
Telephone number: 416-287-2877
Responsible officer name and position during the period of this registration: David Agnew, Ombudsman  
 
Description of the organization's activities: The Ombudsman for Banking Services and Investments is an independent dispute resolution service organization that investigates unresolved complaints against banks and other deposit-taking organizations, investment dealers, mutual fund dealers and mutual fund companies.
Organization's membership or classes of membership: Banks and other deposit-taking organizations, investment dealers, mutual fund dealers and mutual fund companies.
 
Was the organization funded in whole or in part by any domestic or foreign government institution in the last completed financial year? No
 

B. Lobbyists Employed by the Organization

Name: David Agnew
Position title: Ombudsman
Public offices held: Yes
 

Public offices held: David Agnew

Executive Assistant to Member of Parliament, 1981-82.

C. Lobbying Activity Information

Federal departments or organizations which have been or will be communicated with during the course of the undertaking: Finance Canada (FIN), Industry Canada
Communication techniques that have been used or are expected to be used in the course of the undertaking:
Meetings, Presentations, Telephone calls
 
Subject Matter: Areas of Concern: Consumer Issues, Financial Institutions, Small Business
 
Subject Matter: Retrospective: Testimony to the Senate Banking Committee regarding consumer issues in financial services; meetings with various government officials regarding the five-year review of financial services legislation
Subject Matter: Prospective: Meetings with Parliamentarians and officials regarding the financial services white paper and other matters of government policy regarding financial institutions; possible testimony to parliamentary committeess on the Bank Act review and other financial services legislation.
 

Details Regarding the Identified Subject Matter

Categories Description
Legislative Proposal 2006 Review of Financial Sector Legislation



Responsible Officer Name

This is the responsible officer name as provided in the most recent registration for the corporation or organization.

Name Change History:

Ombudsman for Banking Services and Investments

The following names have been used on or after July 2, 2008

The following names have been used on or after July 2, 2008
Name From To
Ombudsman for Banking Services and Investments 2011-10-01 current

The following names have been used before July 2, 2008

  • Ombudsman for Banking Services and Investments

Responsible Officer Change History

Ombudsman for Banking Services and Investments

Responsible Officer History
Responsible Officer Name From (YYYY-MM-DD) To (YYYY-MM-DD)
Sarah Bradley 2018-09-17 Current
Douglas Melville 2011-10-01 2015-05-15
David Agnew 2005-11-09 2006-05-01

All Monthly Communication Reports for Ombudsman for Banking Services and Investments

Sarah Bradley, Ombudsman and Chief Executive Officer (Organization)

Learn more...

Registrants are required to submit a monthly communication report for each oral and arranged communication with a designated public office holder. The name of the most senior paid officer (i.e. the registrant) will appear on all in-house monthly communication reports, whether or not he/she participated in the communication.

Note: Monthly Communication Reports are due on the 15th day of each month for communications that took place in the previous month.

Results below are sorted by posted date, beginning with the most recent.

Results 1-9 of 9

  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • Christophe Cinqmars-Viau, Senior Policy Advisor | Finance Canada (FIN)

    Subject Matter of the communication: Consumer Issues
    Communication date: 2023-05-25
    Posted date: 2023-09-05
    Communication number: 5945-575504 View associated registration
  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • Judith Hamel, Director General | Finance Canada (FIN)
    • Julien Brazeau, Associate Assistant Deputy Minister | Finance Canada (FIN)

    Subject Matter of the communication: Consumer Issues, Financial Institutions
    Communication date: 2023-05-10
    Posted date: 2023-09-05
    Communication number: 5945-575505 View associated registration
  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • Daniel Blaikie, Member of Parliament | House of Commons

    Subject Matter of the communication: Consumer Issues, Financial Institutions
    Communication date: 2023-03-02
    Posted date: 2023-04-15
    Communication number: 5945-560311 View associated registration
  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • Howard Wetston, Senator | Senate of Canada | Senate of Canada

    Subject Matter of the communication: Financial Institutions
    Communication date: 2018-12-11
    Posted date: 2019-01-07
    Communication number: 5945-442149 View associated registration
  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • Howard Wetston, Senator | Senate of Canada

    Subject Matter of the communication: Financial Institutions
    Communication date: 2018-10-27
    Posted date: 2018-11-15
    Communication number: 5945-439455 View associated registration
  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • Pierrette Ringuette, Senator | Senate of Canada

    Subject Matter of the communication: Financial Institutions
    Communication date: 2018-10-22
    Posted date: 2018-11-15
    Communication number: 5945-439459 View associated registration
  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • Dave Van Kesteren, Member of Parliament | House of Commons

    Subject Matter of the communication: Consumer Issues, Financial Institutions, Small Business
    Communication date: 2012-03-28
    Posted date: 2012-04-16
    Communication number: 5945-217209 View associated registration
  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • James Rajotte, Member of Parliament | House of Commons

    Subject Matter of the communication: Consumer Issues, Financial Institutions, Small Business
    Communication date: 2012-03-26
    Posted date: 2012-04-16
    Communication number: 5945-217207 View associated registration
  • Ombudsman for Banking Services and Investments
    In-house Organization
    Designated Public Office Holders who participated in the communication:
    • James Flaherty, Minister of Finance | Finance Canada (FIN)
    • Francois Beaudry, Policy Advisor | Finance Canada (FIN)

    Subject Matter of the communication: Consumer Issues, Financial Institutions, Small Business
    Communication date: 2011-12-15
    Posted date: 2012-01-10
    Communication number: 5945-202225 View associated registration

Public offices held:


Public offices held: David Agnew

Executive Assistant to Member of Parliament, 1981-82.
Date Modified: