Registry of Lobbyists

Registration - In-house Corporation

PFSL Investments (Canada) Ltd. / John Adams, Chief Executive Officer

Registration Information

In-house Corporation name: PFSL Investments (Canada) Ltd.
Responsible Officer Name: John Adams, Chief Executive Officer 
Initial registration start date: 2005-08-31
Registration status: Active
Registration Number: 777245-4889

Associated Communications

Total Number of Communication Reports: 3

Monthly communication reports in the last 6 months: 0

Version 1 of 26 (2005-08-31 to 2006-03-08)

Version 1 of 26 (2005-08-31 to 2006-03-08) was submitted prior to the Lobbying Act coming into force on July 2, 2008. Due to different information requirements at that time, the registration is presented in the following format.

A. Information about Responsible Officer and Corporation

Corporation: PFSL Investments (Canada) Ltd.
Suite 300, Plaza V
2000 Argentia Road
Mississauga, ON  L5N 2R7
Telephone number: 905-812-2900
Fax number: 905-813-5316  
Responsible officer name and position during the period of this registration: John Adams, EVP & Chief Financial Officer  
Description of activities: PFSL Investments Canada Ltd. is a mutual fund dealer incorporated under the Canada Business Corporations Act and registered under the Securities Act in all provinces and territories in Canada.
Parent: The corporation is not a subsidiary of any other parent corporations.
Coalition The corporation is not a member of a coalition.
Subsidiary: The corporation does not have any subsidiaries that could be affected by the outcome of the undertaking.
Other direct interests The corporation's activities are not controlled or directed by another individual, organization or corporation with a direct interest in the outcome of this undertaking.
Was the corporation funded in whole or in part by any domestic or foreign government institution in the last completed financial year? No

B. Lobbyists Employed by the Corporation

Name: John Adams
Position title: EVP & Chief Financial Officer
Public offices held: No
Name: Hande Bilhan
Position title: SVP, Government Relations
Public offices held: No
Name: Joe Yassi
Position title: SVP, Chief Compliance Officer & General Counsel
Public offices held: No

C. Lobbying Activity Information

Federal departments or organizations which have been or will be communicated with during the course of the undertaking: Canadian Radio-television and Telecommunications Commission (CRTC), Industry Canada
Communication techniques that have been used or are expected to be used in the course of the undertaking:
Informal communications, Meetings, Telephone calls, Written communications, whether in hard copy or electronic format
Subject Matter: Areas of Concern: Constitutional Issues, Consumer Issues, Financial Institutions, Industry, Securities, Telecommunications
Subject Matter: Retrospective: Meetings with Government officials and MPs on Bill C-37, an Act to amend the Telecommunications Act.
Subject Matter: Prospective: Potentially more meetings and direct and indirect communications with respect to Bill C-37, an Act to amend the Telecommunications Act and any bill or Government initiative that may impact the mutual fund business in Canada.

Details Regarding the Identified Subject Matter

Categories Description
Bill or Resolution Bill C-37, an Act to amend the Telecommunications Act.
Legislative Proposal Bill C-37, an Act to amend the Telecommunications Act and other bills or Government initiatives that may impact mutual fund business in Canada.

Date Modified: