Registry of Lobbyists

Registration - In-house Corporation

PFSL Investments (Canada) Ltd. / John Adams, Chief Executive Officer

Registration Information

In-house Corporation name: PFSL Investments (Canada) Ltd.
Responsible Officer Name: John Adams, Chief Executive Officer 
Initial registration start date: 2005-08-31
Registration status: Active
Registration Number: 777245-4889

Associated Communications

Total Number of Communication Reports: 3

Monthly communication reports in the last 6 months: 0

Version 6 of 26 (2008-04-08 to 2008-12-01)

Version 6 of 26 (2008-04-08 to 2008-12-01) was submitted prior to the Lobbying Act coming into force on July 2, 2008. Due to different information requirements at that time, the registration is presented in the following format.

A. Information about Responsible Officer and Corporation

Corporation: PFSL Investments (Canada) Ltd.
Suite 300, Plaza V
2000 Argentia Road
Mississauga, ON  L5N 2R7
Canada
Telephone number: 905-812-2900
Fax number: 905-813-5316  
Responsible officer name and position during the period of this registration: John Adams, EVP & Chief Financial Officer  
Description of activities: PFSL Investments Canada Ltd. is a mutual fund dealer incorporated under the Canada Business Corporations Act and registered under the Securities Act in all provinces and territories in Canada.
 
The client is a subsidiary of the following parent companies: Citigroup Inc. [Parent of Pimerica Life Insurance Company (U.S.)]
399 Park Avenue
New York, NY
United States of America 10043

Pimerica Life Insurance Company (U.S.)
3120 Breckinridge Blvd.
Duluth, GA
United States of America 30099

Primerica Financial Services (Canda) Ltd. (Parent for PFSL Investments (Canada) Ltd.)
Suite 300, Plaza V
2000 Argentia Rd.
Mississauga, ON
Canada L5N 2R7

Coalition The corporation is not a member of a coalition.
Subsidiary: The corporation does not have any subsidiaries that could be affected by the outcome of the undertaking.
Other direct interests: PFSL Investments Canada Ltd.
2000 Argentia Road
Plaza V, Suite 300
Mississauga, ON
Canada L5N 2R7

 
Was the corporation funded in whole or in part by any domestic or foreign government institution in the last completed financial year? No
 

B. Lobbyists Employed by the Corporation

Name: John Adams
Position title: EVP & Chief Financial Officer
Public offices held: No
 
Name: Hande Bilhan
Position title: SVP, Government and Regulatory Affairs
Public offices held: No
 
Name: Martin Boyle
Position title: Government Relations Assistant
Public offices held: No
 
Name: Peter Schneider
Position title: Executive Vice President
Public offices held: No
 

C. Lobbying Activity Information

Federal departments or organizations which have been or will be communicated with during the course of the undertaking: Canadian Radio-television and Telecommunications Commission (CRTC), Finance Canada (FIN), Industry Canada, Office of the Information and Privacy Commissioner (OIPC), Office of the Superintendent of Financial Institutions
Communication techniques that have been used or are expected to be used in the course of the undertaking:
Informal communications, Meetings, Presentations, Telephone calls, Written communications, whether in hard copy or electronic format
 
Subject Matter: Areas of Concern: Constitutional Issues, Consumer Issues, Employment and Training, Financial Institutions, Industry, Securities, Taxation and Finance, Telecommunications
 
Subject Matter: Retrospective: Meetings with Government officials, MPs and ministry officials on Bill C-37, an Act to amend the Telecommunications Act. Participation in the Consortium Process, Operations sub committee and public consultation process of the Canadian Radio-Television and Telecommunications Commission.
Subject Matter: Prospective: Potentially more meetings and direct and indirect communications with government officials, MPs, ministry officials and CRTC officials with respect to Bill C-37, an Act to Amend the Telecommunications Act and any bill or Government initiative that may impact the mutual fund business in Canada.
 

Details Regarding the Identified Subject Matter

Categories Description
Policy or Program, Legislative Proposal, Regulation, Bill or Resolution Any bills or Government initiatives that may impact mutual fund business in Canada.
Bill or Resolution Bill C-37, an Act to amend the Telecommunications Act.
Policy or Program CRTC's efforts to create a National Do-Not-Call Registry and the potential impact on Primerica and its agents operations and costs.




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