Registration - In-house Corporation

PFSL Investments (Canada) Ltd. / John Adams, Chief Executive Officer

Registration Information

In-house Corporation name: PFSL Investments (Canada) Ltd.
Responsible Officer Name: John Adams, Chief Executive Officer
Initial registration start date: 2005-08-31
Registration status: Active
Registration Number: 777245-4889

Associated Communications

Total Number of Communication Reports: 3

Monthly communication reports in the last 6 months: 0

Version 8 of 26 (2009-10-20 to 2010-03-16)

Registration versions:

Version 8 of 26 (2009-10-20 to 2010-03-16)

Lobbying Information

Subject Matters

Constitutional Issues
Consumer Issues
Employment and Training
Financial Institutions
Industry
Securities
Taxation and Finance
Telecommunications

Subject Matter Details

Legislative Proposal, Bill or Resolution

Bill C-27, the Electronic Commerce Protection Act with respect to the proposed amendments and changes to the Bill as it goes through the House of Commons and Senate. We are particularly interested in the inclusion of third party referrals.
The Excise Tax Act, and how the proposed harmonized sales tax will affect the mutual fund industry.

Regulation

Public Notice CRTC 2008-14, with respect to the proposed regulatory changes to the handling of re-assigned and disconnected telecommunications numbers.

Communication Techniques

Written communication
Oral communication

Government Institutions

Canadian Radio-television and Telecommunications Commission (CRTC)
Finance Canada (FIN)
Industry Canada
Office of the Information and Privacy Commissioner (OIPC)
Office of the Superintendent of Financial Institutions

In-house Corporation Details

Description of activities

PFSL Investments Canada Ltd. is a mutual fund dealer incorporated under the Canada Business Corporations Act and registered under the Securities Act in all provinces and territories in Canada.

Responsible officer name and position during the period of this registration

John Adams, Executive Vice President & Chief Financial Officer

Government funding

No government funding was received during the last completed financial year.

In-house Corporation Contact Information

Address:
Suite 300, Plaza V
2000 Argentia Road
Mississauga, ON L5N 2R7
Canada

Telephone number: 905-812-2900
Fax number: 905-813-5316

Parent Company Information

Citigroup Inc. [Parent of Pimerica Life Insurance Company (U.S.)]
- 399 Park Avenue
  New York, NY 10043
  United States of America
Pimerica Life Insurance Company (U.S.)
- 3120 Breckinridge Blvd.
  Duluth, GA 30099
  United States of America
Primerica Financial Services (Canda) Ltd. (Parent for PFSL Investments (Canada) Ltd.)
- Suite 300, Plaza V
  2000 Argentia Rd.
  Mississauga, ON L5N 2R7
  Canada

Subsidiary Beneficiary Information

PFSL Investments (Canada) Ltd. does not have any subsidiaries that could have a direct interest in the outcome of the undertaking

Lobbyists Details

Senior Officers whose lobbying activities represent less than 20% of their Duties

John Adams, EVP & Chief Financial Officer | No public offices held
Hande Bilhan, SVP, Government and Regulatory Affairs | No public offices held
Peter Schneider, Executive Vice President | No public offices held

Senior Officers and Employees whose lobbying activities represent 20% or more of their Duties

No lobbyists added

PFSL Investments (Canada) Ltd.

The following names have been used on or after July 2, 2008

The following names have been used on or after July 2, 2008
Name	From	To
PFSL Investments (Canada) Ltd.	2024-04-10	current
PFSL Investments (Canada) Ltd.	2008-12-01	2024-04-10

The following names have been used before July 2, 2008

PFSL Investments (Canada) Ltd.

PFSL Investments (Canada) Ltd.

Responsible Officer History
Responsible Officer Name	From (YYYY-MM-DD)	To (YYYY-MM-DD)

John Adams, Chief Executive Officer (Corporation)

Learn more...

Registrants are required to submit a monthly communication report for each oral and arranged communication with a designated public office holder. The name of the most senior paid officer (i.e. the registrant) will appear on all in-house monthly communication reports, whether or not he/she participated in the communication.

Note: Monthly Communication Reports are due on the 15^th day of each month for communications that took place in the previous month.

Results below are sorted by posted date, beginning with the most recent.

Results 1-3 of 3

PFSL Investments (Canada) Ltd.
In-house Corporation

Designated Public Office Holders who participated in the communication:
- Elie Salibi, Policy Advisor | Industry Canada
Subject Matter of the communication: Industry
Communication date: 2010-08-11
Posted date: 2010-08-17
Communication number: 4889-153635 View associated registration
PFSL Investments (Canada) Ltd.
In-house Corporation

Designated Public Office Holders who participated in the communication:
- Sean Speers, Policy Advisor | Prime Minister's Office (PMO)
Subject Matter of the communication: Consumer Issues, Industry
Communication date: 2010-08-11
Posted date: 2010-08-17
Communication number: 4889-153634 View associated registration
PFSL Investments (Canada) Ltd.
In-house Corporation

Designated Public Office Holders who participated in the communication:
- Tony Clement, Minister | Industry Canada
Subject Matter of the communication: Industry, Telecommunications
Communication date: 2009-09-29
Posted date: 2009-10-20
Communication number: 4889-125735 View associated registration

Date Modified:: 2024-04-04

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Registration - In-house Corporation

PFSL Investments (Canada) Ltd. / John Adams, Chief Executive Officer

Registration Information

Associated Communications

Version 8 of 26 (2009-10-20 to 2010-03-16)

Version 8 of 26 (2009-10-20 to 2010-03-16)

Subject Matters

Subject Matter Details

Legislative Proposal, Bill or Resolution

Regulation

Communication Techniques

Government Institutions

Description of activities

Responsible officer name and position during the period of this registration

Government funding

In-house Corporation Contact Information

Parent Company Information

Subsidiary Beneficiary Information

Senior Officers whose lobbying activities represent less than 20% of their Duties

Senior Officers and Employees whose lobbying activities represent 20% or more of their Duties